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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78804 | Sep 9, 2016 | SR-NYSEMKT-2016-58 | NYSE MKT (NYSEMKT) | Order Instituting Proceedings to Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to NYSE MKT Rules 1600 et seq. and the Listing Rules Applicable to the Shares of the Nuveen Diversified Commodity Fund and the Nuveen Long/Short Commodity Total Return Fund View Received Comments See Also - Rel. No. 34-79561, Rel. No. 34-79510, Rel. No. 34-78432, Rel. No. 34-78000 |
| 34-78803 | Sep 9, 2016 | SR-NYSEMKT-2016-83 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending Rule 67-Equities Relating to the Tick Size Pilot Program View Received Comments See Also - Exhibit 5, Rel. No. 34-79029 |
| 34-78780 | Sep 7, 2016 | SR-NYSEMKT-2016-87 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 and Rule 900.2NY(50) See Also - Exhibit 5 |
| 34-78751 | Sep 1, 2016 | SR-NYSEMKT-2016-82 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Amend the Date That Two Wireless Connections to Third Party Data Feeds Are Expected To Be Available See Also - Exhibit 5 |
| 34-78744 | Aug 31, 2016 | SR-NYSEMKT-2016-48 | NYSE MKT (NYSEMKT) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Certain Rules Relating to Flexible Exchange Options View Received Comments See Also - Rel. No. 34-78348 |
| 34-78742 | Aug 31, 2016 | SR-NYSEMKT-2016-13 | NYSE MKT (NYSEMKT) | Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 955NY(c) by Revising the Clearing Member Requirements for Entering an Order Into the Electronic Order Capture System View Received Comments See Also - Rel. No. 34-78238, Rel. No. 34-77910, Rel. No. 34-77518 |
| 34-78721 | Aug 30, 2016 | SR-NYSEMKT-2016-75 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 9217 To Add a Provision and Related Fines Addressing Trade-Through Violations See Also - Exhibit 5 |
| 34-78692 | Aug 26, 2016 | SR-NYSEMKT-2016-81 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities To Eliminate Orders With a Sell "Plus" and Buy "Minus" Instruction and Retain Orders With a "Buy Minus Zero Plus" Instruction, and Make Conforming Changes to Rules 104-Equities, 107B-Equities, 123C-Equities and 1004-Equities See Also - Exhibit 5 |
| 34-78673 | Aug 25, 2016 | SR-NYSEMKT-2016-79 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Relating to Pre-Opening Indications and Opening Procedures See Also - Exhibit 5 |
| 34-78685 | Aug 25, 2016 | SR-NYSEMKT-2016-77 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.2NY(18A) See Also - Exhibit 5 |