National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-79496 | SEC Issue Date:Dec 7, 2016 | File Number:SR-BatsBZX-2016-83 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-79467 | SEC Issue Date:Dec 5, 2016 | File Number:SR-BatsBZX-2016-81 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.23, Auctions, To Amend How the Official Auction Prices Are Calculated and Add Additional Specificity Regarding the Handling of RHO Orders During an Opening Auction for a BZX Listed Security See Also - Exhibit 5 |
| Release Number:34-79457 | SEC Issue Date:Dec 2, 2016 | File Number:SR-BatsBZX-2016-79 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Equity Options Fee Schedule See Also - Exhibit 5 |
| Release Number:34-79450 | SEC Issue Date:Dec 1, 2016 | File Number:SR-BatsBZX-2016-80 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing of Proposed Rule Changes to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards View Received Comments See Also - Exhibit 5, Rel. No. 34-80169, Rel. No. 34-79839 |
| Release Number:34-79437 | SEC Issue Date:Dec 1, 2016 | File Number:SR-BatsBZX-2016-78 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule See Also - Exhibit 5 |
| Release Number:34-79385 | SEC Issue Date:Nov 23, 2016 | File Number:SR-BatsBZX-2016-77 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Exchange Rules 11.13, 11.16, 11.22, and 11.27 See Also - Exhibit 5 |
| Release Number:34-79381 | SEC Issue Date:Nov 22, 2016 | File Number:SR-BatsBZX-2016-48 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 Thereto, To List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust Pursuant to BZX Rule 14.11(c)(4) View Received Comments See Also - Rel. No. 34-79092, Rel. No. 34-78666 |
| Release Number:34-79342 | SEC Issue Date:Nov 17, 2016 | File Number:SR-BatsBZX-2016-73 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information See Also - Exhibit 5 |
| Release Number:34-79312 | SEC Issue Date:Nov 15, 2016 | File Number:SR-BatsBZX-2016-75 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Supplemental Competitive Liquidity Provider Program See Also - Exhibit 5 |
| Release Number:34-79309 | SEC Issue Date:Nov 14, 2016 | File Number:SR-BatsBZX-2016-76 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. See Also - Exhibit 5 |