National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89461 | Aug 3, 2020 | SR-NYSECHX-2020-05 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services View Received Comments See Also - Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b |
| 34-89456 | Aug 3, 2020 | SR-NYSECHX-2020-02 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees View Received Comments See Also - Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b |
| 34-89433 | Jul 30, 2020 | SR-NYSECHX-2020-23 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.6800 Series See Also - Exhibit 5 |
| 34-89410 | Jul 28, 2020 | SR-NYSECHX-2020-21 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Article 12, Rule 8 See Also - Exhibit 5 |
| 34-89382 | Jul 23, 2020 | SR-NYSECHX-2020-22 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Add the Data Source for MEMX See Also - Exhibit 5 |
| 34-89378 | Jul 22, 2020 | SR-NYSECHX-2020-20 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares See Also - Exhibit 5 |
| 34-89176 | Jun 29, 2020 | SR-NYSECHX-2020-19 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-location Hot Hands Fee See Also - Exhibit 5 |
| 34-89106 | Jun 19, 2020 | SR-NYSECHX-2020-01 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, To Amend Consolidated Audit Trail Compliance Rules View Received Comments |
| 34-88990 | Jun 2, 2020 | SR-NYSECHX-2020-17 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Related to Co-Location Services See Also - Exhibit 5 |
| 34-88972 | May 29, 2020 | SR-NYSECHX-2020-18 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Services Available to Users That Use Co-location Services in the Mahwah, New Jersey Data Center See Also - Exhibit 5 |