National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-82286 | SEC Issue Date:Dec 11, 2017 | File Number:SR-GEMX-2017-17 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 View Received Comments See Also - Exhibit 3, Exhibit 4, Exhibit 5, Rel. No. 34-80713, Rel. No. 34-81067, Rel. No. 34-82049 |
| Release Number:34-82171 | SEC Issue Date:Nov 29, 2017 | File Number:SR-GEMX-2017-54 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the GEMX Rulebook See Also - Exhibit 5 |
| Release Number:34-82159 | SEC Issue Date:Nov 28, 2017 | File Number:SR-GEMX-2017-53 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Delay of Qualified Contingent Cross Order Functionalities See Also - Exhibit 5 |
| Release Number:34-82131 | SEC Issue Date:Nov 20, 2017 | File Number:SR-GEMX-2017-52 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality See Also - Exhibit 5 |
| Release Number:34-82128 | SEC Issue Date:Nov 20, 2017 | File Number:SR-GEMX-2017-51 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to All-Or-None Orders See Also - Exhibit 5 |
| Release Number:34-82049 | SEC Issue Date:Nov 9, 2017 | File Number:SR-PHLX-2017-37, SR-PEARL-2017-20, SR-NYSEMKT-2017-26, SR-NYSEArca-2017-52, SR-NYSE-2017-22, SR-NASDAQ-2017-046, SR-MRX-2017-04, SR-MIAX-2017-18, SR-ISE-2017-45, SR-IEX-2017-16, SR-GEMX-2017-17, SR-FINRA-2017-011, SR-CHX-2017-08, SR-CBOE-2017-040, SR-C2-2017-017, SR-BX-2017-023, SR-BOX-2017-16, SR-BatsEDGX-2017-22, SR-BatsEDGA-2017-13, SR-BatsBZX-2017-38, SR-BatsBYX-2017-11 | SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Miami International Securities Exchange, LLC (MIAX), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Nasdaq GEMX, LLC (GEMX), Financial Industry Regulatory Authority (FINRA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail View Received Comments See Also - Rel. No. 34-80821, Rel. No. 34-81067, Rel. No. 34-80822, Rel. No. 34-80784, Rel. No. 34-82267, Rel. No. 34-80786, Rel. No. 34-80785, Rel. No. 34-82253, Rel. No. 34-80715, Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail, Rel. No. 34-82255, Rel. No. 34-80726, Rel. No. 34-80696, Rel. No. 34-80697, Rel. No. 34-80713, Rel. No. 34-80693, Rel. No. 34-80698, Rel. No. 34-80694, Rel. No. 34-80725, Rel. No. 34-82252, Rel. No. 34-82266, Rel. No. 34-80675, Rel. No. 34-82254, Rel.No. 34-82251, Rel. No. 34-80809, Rel. No. 34-80721, Rel. No. 34-82270, Rel. No. 34-82272, Rel. No. 34-80710, Rel. No. 34-80676, Rel. No. 34-82287, Rel. No. 34-82286, Rel. No. 34-82260, Rel. No. 34-82264, Rel. No. 34-82262, Rel. No. 34-82271, Rel. No. 34-82273, Rel. No. 34-82256, Rel. No. 34-82261, Rel. No. 34-82265, Rel. No. 34-82263, Rel. No. 34-80691, Rel. No. 34-82257 |
| Release Number:34-81970 | SEC Issue Date:Oct 27, 2017 | File Number:SR-GEMX-2017-50 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Optional Kill Switch Protection See Also - Exhibit 5 |
| Release Number:34-81935 | SEC Issue Date:Oct 24, 2017 | File Number:SR-GEMX-2017-49 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 723 To Remove Obsolete Rule Text See Also - Exhibit 5 |
| Release Number:34-81902 | SEC Issue Date:Oct 19, 2017 | File Number:SR-GEMX-2017-48 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-81881 | SEC Issue Date:Oct 16, 2017 | File Number:SR-GEMX-2017-44 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Increase the Monthly Cap on the Fees Assessed for Specialized Quote Feed and SQF Purge Ports That Market Makers Utilize To Connect to the Exchange See Also - Exhibit 5 |