National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91200 | Feb 24, 2021 | SR-EMERALD-2021-07 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available to Market Makers Comments Due: March 23, 2021 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2021-07
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| 34-91145 | Feb 17, 2021 | SR-EMERALD-2021-05 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Establish Market Data Fees Comments Due: March 16, 2021 See Also - Exhibit 5 |
| 34-91030 | Feb 1, 2021 | SR-EMERALD-2021-01 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface ("API") Testing and Certification Fees, and Network Connectivity Testing and Certification Fees Comments Due: February 26, 2021 See Also - Exhibit 5 |
| 34-91033 | Feb 1, 2021 | SR-EMERALD-2021-03 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Monthly Trading Permit Fees Comments Due: February 26, 2021 See Also - Exhibit 5 |
| 34-91032 | Feb 1, 2021 | SR-EMERALD-2021-02 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees Comments Due: February 26, 2021 View Received Comments See Also - Exhibit 5 |
| 34-90829 | Dec 30, 2020 | SR-EMERALD-2020-21 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1900, Registration Requirements, To Adopt Temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) See Also - Exhibit 5 |
| 34-90738 | Dec 21, 2020 | SR-EMERALD-2020-20 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Establish a Fee for Historical Market Data See Also - Exhibit 5 |
| 34-90639 | Dec 11, 2020 | SR-EMERALD-2020-19 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule See Also - Exhibit 5 |
| 34-90612 | Dec 9, 2020 | SR-EMERALD-2020-16 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Establish Market Data Fees View Received Comments See Also - Exhibit 5 |
| 34-90597 | Dec 8, 2020 | SR-EMERALD-2020-15 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface ("API") Testing and Certification Fees, and Network Connectivity Testing and Certification Fees View Received Comments See Also - Exhibit 5 |