National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-62730 | Aug 16, 2010 | SR-NYSEArca-2010-58, SR-NYSEAmex-2010-60, SR-NYSE-2010-47, SR-NSX-2010-07, SR-NASDAQ-2010-076, SR-ISE-2010-62, SR-EDGX-2010-03, SR-EDGA-2010-03, SR-CHX-2010-13, SR-CBOE-2010-056, SR-BX-2010-040, SR-BATS-2010-016 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions View Received Comments See Also - Rel. No. 34-62337, Rel. No. 34-62340, Rel. No. 34-62797 |
| 34-62688A | Aug 11, 2010 | SR-NYSEArca-2010-61, SR-NYSEAmex-2010-63, SR-NYSE-2010-49, SR-NSX-2010-08, SR-NASDAQ-2010-079, SR-ISE-2010-66, SR-FINRA-2010-033, SR-EDGX-2010-05, SR-EDGA-2010-05, SR-CHX-2010-14, SR-CBOE-2010-065, SR-BX-2010-044, SR-BATS-2010-018 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-62409, Rel. No. 34-62883, Rel. No. 34-62763, Rel. No. 34-62416, Rel. No. 34-62418, Rel. No. 34-62419 |
| 34-62643 | Aug 4, 2010 | SR-NSX-2010-10 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Post Regular Trading Hours Trading Session See Also - Exhibit 5 |
| 34-62601 | Jul 29, 2010 | SR-NSX-2010-09 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Enhanced Customer Disclosure Rules Concerning Transactions Outside of Regular Trading Hours See Also - Exhibit 5 |
| 34-62410 | Jun 30, 2010 | SR-NSX-2010-08 | National Stock Exchange (NSX) | Notice of Filing of a Proposed Rule Change To Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B View Received Comments See Also - Exhibit 3, Exhibit 5, Rel. No. 34-62688A, Rel. No. 34-62884 |
| 34-62358 | Jun 22, 2010 | SR-NSX-2010-06 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement an Equity Rights Program |
| 34-62331 | Jun 21, 2010 | SR-NSX-2010-07 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change To Amend Rule 11.19, Entitled "Clearly Erroneous Executions" View Received Comments See Also - Exhibit 5, Rel. No. 34-62730, Rel. No. 34-62886 |
| 34-62252 | Jun 10, 2010 | SR-BATS-2010-014, SR-EDGA-2010-01, SR-EDGX-2010-01, SR-BX-2010-037, SR-ISE-2010-48, SR-NYSE-2010-39, SR-NYSEAmex-2010-46, SR-NYSEArca-2010-41, SR-NASDAQ-2010-061, SR-CHX-2010-10, SR-NSX-2010-05, SR-CBOE-2010-047 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-62121, Rel. No. 34-62122, Rel. No. 34-62123, Rel. No. 34-62124, Rel. No. 34-62125, Rel. No. 34-62126, Rel. No. 34-62127, Rel. No. 34-62128, Rel. No. 34-62129, Rel. No. 34-62130, Rel. No. 34-62131, Rel. No. 34-62132 |
| 34-62131 | May 19, 2010 | SR-NSX-2010-05 | National Stock Exchange (NSX) | Notice of Filing of a Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20 View Received Comments See Also - Rel. No. 34-62252 |
| 34-61996 | Apr 28, 2010 | SR-NSX-2010-04 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule Issued Pursuant to Exchange Rule 16.1(c) With Respect to the Liquidity Adding Rebate for Securities Priced Under One Dollar |