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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-79029 Oct 3, 2016 SR-NYSEMKT-2016-83 NYSE MKT (NYSEMKT) Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 2, To Amend Rule 67-Equities Relating to the Tick Size Pilot Program
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See Also - Exhibit 5, Rel. No. 34-78803
34-78992 Sep 29, 2016 SR-NYSEMKT-2016-80, SR-NYSEArca-2016-119, SR-NYSE-2016-57 NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE) Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchanges' Ultimate Parent Company, Intercontinental Exchange, Inc.
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See Also - Rel. No. 34-78661
34-78959 Sep 28, 2016 SR-NYSEMKT-2016-71 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 8313 Relating to the Exchange's Ability To Publicly Release Disciplinary Complaints, Decisions and Other Information Modeled on the Text of FINRA Rule 8313; Amending Rules and Adopting a New Rule 9291 Relating to the Imposition of Temporary or Permanent Cease and Desist Orders To Correspond to Recent Amendments by FINRA; and Making Certain Technical and Conforming Changes to Rule 9310
See Also - Exhibit 5
34-78968 Sep 28, 2016 SR-NYSEMKT-2016-63 NYSE MKT (NYSEMKT) Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees
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See Also - Rel. No. 34-80309, Rel. No. 34-79672, Rel. No. 34-79378, Rel. No. 34-78629, Rel. No. 34-80077
34-78951 Sep 27, 2016 SR-NYSEMKT-2016-15 NYSE MKT (NYSEMKT) Notice of Withdrawal of a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of "Affiliate," as Well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes
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See Also - Notice Release No. 34-78389, Rel. No. 34-77978, Rel. No. 34-77640
34-78917 Sep 23, 2016 SR-NYSEMKT-2016-68 NYSE MKT (NYSEMKT) Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Amending Exchange Rule 49 Regarding the Exchange's: (1) Emergency Powers; (2) Disaster Recovery Plans; and (3) Backup Systems and Mandatory Testing
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See Also - Rel. No. 34-78297, Rel. No. 34-78917
34-78914 Sep 23, 2016 SR-NYSEMKT-2016-89 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to the Rules of the Exchange the Tenth Amended and Restated Operating Agreement of the New York Stock Exchange LLC
See Also - Exhibit 5a, Exhibit 5b
34-78888 Sep 20, 2016 SR-NYSEMKT-2016-73, SR-NYSEARCA-2016-109 NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA) Order Approving Proposed Rule Changes To Provide for the Rejection of Certain Electronic Complex Orders
See Also - Rel. No. 34-78546, Rel. No. 34-78544
34-78829 Sep 13, 2016 SR-NYSEMKT-2016-86 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementing Rule 967.1NY(a)(2) and (3) Until September 30, 2016
See Also - Exhibit 5
34-78817 Sep 12, 2016 SR-NYSEMKT-2016-84 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 67-Equities To Modify Certain Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program
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See Also - Exhibit 5, Exemptive Letter