National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90209 | Oct 15, 2020 | SR-NYSENAT-2020-08, SR-NYSENAT-2020-03, SR-NYSECHX-2020-05, SR-NYSECHX-2020-02, SR-NYSEArca-2020-15, SR-NYSEArca-2020-08, SR-NYSEAMER-2020-10, SR-NYSEAMER-2020-05, SR-NYSE-2020-11, SR-NYSE-2020-05 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, Each as Modified by Partial Amendment No. 3, To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections View Received Comments |
| 34-90156 | Oct 13, 2020 | SR-NYSECHX-2020-29 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 See Also - Exhibit 5 |
| 34-90140 | Oct 8, 2020 | SR-NYSECHX-2020-30 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 See Also - Exhibit 5 |
| 34-90114 | Oct 7, 2020 | SR-NYSECHX-2020-28 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Temporary Interpretation and Policy .10 Under NYSE Chicago Article 6, Rule 13 |
| 34-89886 | Sep 16, 2020 | SR-NYSECHX-2020-26 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users View Received Comments See Also - Exhibit 5 |
| 34-89865 | Sep 14, 2020 | SR-NYSECHX-2020-27 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Update the Exchange's Source of Data Feeds From MIAX PEARL, LLC See Also - Exhibit 5 |
| 34-89654 | Aug 25, 2020 | SR-NYSECHX-2020-25 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-location Hot Hands Fee See Also - Exhibit 5 |
| 34-89531 | Aug 12, 2020 | SR-NYSENAT-2020-08, SR-NYSECHX-2020-05, SR-NYSEArca-2020-15, SR-NYSEAMER-2020-10, SR-NYSE-2020-11 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services View Received Comments |
| 34-89532 | Aug 12, 2020 | SR-NYSENAT-2020-03, SR-NYSECHX-2020-02, SR-NYSEArca-2020-08, SR-NYSEAMER-2020-05, SR-NYSE-2020-05 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers View Received Comments |
| 34-89468 | Aug 4, 2020 | SR-NYSECHX-2020-24 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Governing Liability of Directors and of the Exchange See Also - Exhibit 5 |