National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91124 | Feb 12, 2021 | SR-BX-2020-033 | Nasdaq BX, Inc. (BX) | Order Granting Approval of a Proposed Rule Change To Utilize the FIX Protocol To Submit Orders to BX's Price Improvement Auction Mechanism Comments Due: December 7, 2020 Submit a Comment on SR-BX-2020-033
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| 34-90936 | Jan 15, 2021 | SR-BX-2021-001 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Options Pricing Schedule Comments Due: February 12, 2021 See Also - Exhibit 5 |
| 34-90815 | Dec 29, 2020 | SR-BX-2020-033 | Nasdaq BX, Inc. (BX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Utilize the FIX Protocol To Submit Orders to BX's Price Improvement Auction Mechanism |
| 34-90796 | Dec 23, 2020 | SR-BX-2020-032 | Nasdaq BX, Inc. (BX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Options 4, Section 5, To Limit Short Term Options Series Intervals Between Strikes Which Are Available for Quoting and Trading on BX View Received Comments |
| 34-90655 | Dec 14, 2020 | SR-BX-2020-037 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Amend BX Options 7, Section 2 and Section 3 See Also - Exhibit 5 |
| 34-90607 | Dec 8, 2020 | SR-BX-2020-034 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 4613, 4702, and 4703 See Also - Exhibit 5 |
| 34-90383 | Nov 9, 2020 | SR-BX-2020-033 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Utilize the FIX Protocol To Submit Orders to BX's Price Improvement Auction Mechanism See Also - Exhibit 5 |
| 34-90384 | Nov 9, 2020 | SR-BX-2020-032 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Amend Options 4, Section 5, To Limit Short Term Options Series Intervals Between Strikes Which are Available for Quoting and Trading on BX View Received Comments See Also - Exhibit 5 |
| 34-90218 | Oct 19, 2020 | SR-BX-2020-030 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments to the Options Listing Rules See Also - Exhibit 5 |
| 34-90206 | Oct 15, 2020 | SR-BX-2020-031 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Rule 11890 See Also - Exhibit 5 |