National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91787 | May 6, 2021 | SR-EMERALD-2021-09 | MIAX Emerald, LLC (EMERALD) | Order Approving Proposed Rule Change To Adopt Exchange Rule 531(a), Reports, To Provide for a New "Liquidity Taker Event Report" |
| 34-91742 | May 3, 2021 | SR-EMERALD-2021-17 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rulebook and Fee Schedule To Reflect a Rebranding of the Exchange's Affiliate, MIAX PEARL, LLC ("MIAX Pearl") Comments Due: May 28, 2021 See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2021-17
|
| 34-91701 | Apr 29, 2021 | SR-EMERALD-2021-14 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders and Quotes; Rule 516, Order Types Defined; Rule 517, Quote Types Defined; Rule 605, Market Maker Orders; and Rule 612, Aggregate Risk Manager To Eliminate Fill-or-Kill (FOK) Orders and FOK eQuotes Comments Due: May 26, 2021 See Also - Exhibit 5 |
| 34-91702 | Apr 29, 2021 | SR-EMERALD-2021-15 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) to Exchange Rule 1900, Registration Requirements, To Extend the Expiration Date of the Temporary Amendment Set Forth in SR-EMERALD-2020-21 From April 30, 2021 to June 30, 2021 Comments Due: May 26, 2021 See Also - Exhibit 5 |
| 34-91460 | Apr 2, 2021 | SR-EMERALD-2021-11 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available to Market Makers Comments Due: April 29, 2021 See Also - Exhibit 5 |
| 34-91406 | Mar 25, 2021 | SR-EMERALD-2021-10 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt an Excessive Quoting Fee Comments Due: April 21, 2021 See Also - Exhibit 5 |
| 34-91356 | Mar 18, 2021 | SR-EMERALD-2021-09 | MIAX Emerald, LLC (EMERALD) | Notice of Filing of a Proposed Rule Change To Adopt Exchange Rule 531, Reports, To Provide for the New "Liquidity Taker Event Report" Comments Due: April 14, 2021 See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2021-09 |
| 34-91314 | Mar 12, 2021 | SR-EMERALD-2021-08 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 200, Trading Permits Comments Due: April 8, 2021 See Also - Exhibit 5 |
| 34-91200 | Feb 24, 2021 | SR-EMERALD-2021-07 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available to Market Makers Comments Due: March 23, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91145 | Feb 17, 2021 | SR-EMERALD-2021-05 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Establish Market Data Fees Comments Due: March 16, 2021 See Also - Exhibit 5 |