National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98613 | Sep 28, 2023 | SR-CboeBZX-2023-038 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. View Received Comments Submit a Comment on SR-CboeBZX-2023-038
|
| 34-98597 | Sep 28, 2023 | SR-CboeBZX-2023-071 | Cboe BZX Exchange, Inc. (CboeBZX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. |
| 34-98639 | Sep 28, 2023 | SR-CboeBZX-2023-044 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. View Received Comments |
| 34-98635 | Sep 28, 2023 | SR-CboeBZX-2023-073 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of Proposed Rule to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98614 | Sep 28, 2023 | SR-CboeBZX-2023-040 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. |
| 34-98566 | Sep 27, 2023 | SR-CboeBZX-2023-069 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: April 16, 2024 Submit a Comment on Submit Comments on SR-CboeBZX-2023-069 |
| 34-98565 | Sep 27, 2023 | SR-CboeBZX-2023-070 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 20, 2024 View Received Comments |
| 34-98562 | Sep 27, 2023 | SR-CboeBZX-2023-072 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: October 24, 2023 View Received Comments |
| 34-98531 | Sep 26, 2023 | SR-CboeBZX-2023-058 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: September 13, 2023 View Received Comments |
| 34-98530 | Sep 26, 2023 | SR-CboeBZX-2023-028 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14 |