National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98565 | SEC Issue Date:Sep 27, 2023 | File Number:SR-CboeBZX-2023-070 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 20, 2024 View Received Comments Submit a Comment on SR-CboeBZX-2023-070
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| Release Number:34-98562 | SEC Issue Date:Sep 27, 2023 | File Number:SR-CboeBZX-2023-072 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: October 24, 2023 View Received Comments |
| Release Number:34-98531 | SEC Issue Date:Sep 26, 2023 | File Number:SR-CboeBZX-2023-058 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: September 13, 2023 View Received Comments |
| Release Number:34-98530 | SEC Issue Date:Sep 26, 2023 | File Number:SR-CboeBZX-2023-028 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14 |
| Release Number:34-98532 | SEC Issue Date:Sep 26, 2023 | File Number:SR-CboeBZX-2023-063 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange Comments Due: October 23, 2023 View Received Comments |
| Release Number:34-98497 | SEC Issue Date:Sep 25, 2023 | File Number:SR-CboeBZX-2023-062 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, |
| Release Number: 34-98467 | SEC Issue Date:Sep 21, 2023 | File Number:SR-CboeBZX-2023-070 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: October 18, 2023 View Received Comments |
| Release Number:34-98457 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CboeBZX-2023-069 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: October 17, 2023 View Received Comments |
| Release Number:34-98420 | SEC Issue Date:Sep 18, 2023 | File Number:SR-CboeBZX-2023-071 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Options Regulatory Fee Comments Due: October 13, 2023 See Also - Exhibit 5 |
| Release Number:34-98395 | SEC Issue Date:Sep 14, 2023 | File Number:SR-CboeBZX-2023-067 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: October 11, 2023 View Received Comments See Also - Exhibit 5 |