National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-55171 | Jan 25, 2007 | SR-BSE-2007-03 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund |
34-55155 | Jan 23, 2007 | SR-BSE-2006-49 | Boston Stock Exchange (BSE) | Order Granting Approval To Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Implement a Pilot Program To Quote Options in Pennies See Also - Rel. No. 34-54789 |
34-55139 | Jan 19, 2007 | SR-BSE-2007-01 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange |
34-55138 | Jan 19, 2007 | SR-Amex-2006-119, SR-BSE-2006-55, SR-CBOE-2006-109, SR-ISE-2006-73, SR-NYSEArca-2007-01 | NYSE Arca (NYSEARCA), Nasdaq ISE, LLC (ISE), Cboe Exchange, Inc. (CBOE), Boston Stock Exchange (BSE), American Stock Exchange (Amex) | Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage See Also - Rel. No. 34-55012, Rel. No. 34-54923, Rel. No. 34-55051, Rel. No. 34-55015, Rel. No. 34-55048 |
34-55073 | Jan 9, 2007 | SR-BSE-2006-48 | Boston Stock Exchange (BSE) | Order Granting Approval to Proposed Rule Change To Implement a Quote Mitigation Plan View Received Comments See Also - Rel. No. 34-54779 |
34-55050 | Jan 5, 2007 | SR-BSE-2006-03 | Boston Stock Exchange (BSE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period See Also - Rel. No. 34-55415 |
34-55015 | Dec 28, 2006 | SR-BSE-2006-55 | Boston Stock Exchange (BSE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage See Also - Rel. No. 34-55138 |
34-55000 | Dec 21, 2006 | SR-BSE-2006-47 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Fees on Certain Exchange Traded Funds and to Establish Fees on Certain Options on Indexes |
34-54949 | Dec 18, 2006 | SR-BSE-2006-53 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Exchange Traded Funds To Trade on the Boston Equities Exchange Until 4:15 p.m. Eastern Standard Time |
34-54915 | Dec 11, 2006 | SR-BSE-2006-54 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Removal of Minimum Volume and Fill-Or-Kill Order Type Designations |