Breadcrumb

National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-55171 Jan 25, 2007 SR-BSE-2007-03 Boston Stock Exchange (BSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund
34-55155 Jan 23, 2007 SR-BSE-2006-49 Boston Stock Exchange (BSE) Order Granting Approval To Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Implement a Pilot Program To Quote Options in Pennies
See Also - Rel. No. 34-54789
34-55139 Jan 19, 2007 SR-BSE-2007-01 Boston Stock Exchange (BSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange
34-55138 Jan 19, 2007 SR-Amex-2006-119, SR-BSE-2006-55, SR-CBOE-2006-109, SR-ISE-2006-73, SR-NYSEArca-2007-01 NYSE Arca (NYSEARCA), Nasdaq ISE, LLC (ISE), Cboe Exchange, Inc. (CBOE), Boston Stock Exchange (BSE), American Stock Exchange (Amex) Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
See Also - Rel. No. 34-55012, Rel. No. 34-54923, Rel. No. 34-55051, Rel. No. 34-55015, Rel. No. 34-55048
34-55073 Jan 9, 2007 SR-BSE-2006-48 Boston Stock Exchange (BSE) Order Granting Approval to Proposed Rule Change To Implement a Quote Mitigation Plan
View Received Comments
See Also - Rel. No. 34-54779
34-55050 Jan 5, 2007 SR-BSE-2006-03 Boston Stock Exchange (BSE) Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period
See Also - Rel. No. 34-55415
34-55015 Dec 28, 2006 SR-BSE-2006-55 Boston Stock Exchange (BSE) Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage
See Also - Rel. No. 34-55138
34-55000 Dec 21, 2006 SR-BSE-2006-47 Boston Stock Exchange (BSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Fees on Certain Exchange Traded Funds and to Establish Fees on Certain Options on Indexes
34-54949 Dec 18, 2006 SR-BSE-2006-53 Boston Stock Exchange (BSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Exchange Traded Funds To Trade on the Boston Equities Exchange Until 4:15 p.m. Eastern Standard Time
34-54915 Dec 11, 2006 SR-BSE-2006-54 Boston Stock Exchange (BSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Removal of Minimum Volume and Fill-Or-Kill Order Type Designations