National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-75166 | Jun 12, 2015 | SR-BATS-2015-43 | BATS Exchange (BATS) | BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.3(i) See Also - Exhibit 5 |
| 34-75158 | Jun 11, 2015 | SR-BATS-2015-44 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-75107 | Jun 4, 2015 | SR-BATS-2015-40 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 13.8 Describing a Communication and Routing Service Known as BATS Connect See Also - Exhibit 5 |
| 34-75085 | Jun 1, 2015 | SR-BATS-2015-39 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend Fees Applicable to Securities Listed on BATS Exchange, Inc. Pursuant to BATS Rule 14.13 See Also - Exhibit 5 |
| 34-74987 | May 18, 2015 | SR-BATS-2015-37 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That the BATS Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements View Received Comments See Also - Exhibit 5 |
| 34-74968 | May 14, 2015 | SR-BATS-2015-38 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-74938 | May 12, 2015 | SR-BATS-2015-35 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-74767 | Apr 20, 2015 | SR-BATS-2015-33 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-74743 | Apr 16, 2015 | SR-BATS-2015-30 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments) |
| 34-74738 | Apr 16, 2015 | SR-BATS-2015-09 | BATS Exchange (BATS) | Order Granting Approval of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc. See Also - Rel. No. 34-74247A, Rel. No. 34-74247 |