National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80012 | Feb 10, 2017 | SR-BatsBZX-2017-12 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Fees as They Relate to the Equities Options Platform |
| 34-79989 | Feb 8, 2017 | SR-BatsBZX-2017-07 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust View Received Comments See Also - Rel. No. 34-81363, Rel. No. 34-80350, Rel. No. 34-80664, Rel. No. 34-81715 |
| 34-79956 | Feb 3, 2017 | SR-BatsBZX-2017-05 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Type of Logical Port Known as a Purge Port See Also - Exhibit 5A, Exhibit 5B |
| 34-79927 | Feb 2, 2017 | SR-BatsBZX-2017-08 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |
| 34-79884 | Jan 26, 2017 | SR-BatsBZX-2016-61 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.23, Auctions, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS View Received Comments See Also - Rel. No. 34-79552, Rel. No. 34-79162 |
| 34-79865 | Jan 23, 2017 | SR-BatsBZX-2017-03 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert the Listing of the Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF and the SPDR DoubleLine Emerging Markets Fixed Income ETF, Both of Which Are a Series of the SSGA Active Trust, Pursuant to BZX Rule 14.11(i), Managed Fund Shares |
| 34-79859 | Jan 23, 2017 | SR-BatsBZX-2016-42 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Withdrawal of a Proposed Rule Change To Amend the Options Regulatory Fee See Also - Rel. No. 34-78849, Rel. No. 34-78453 |
| 34-79839 | Jan 18, 2017 | SR-BatsBZX-2016-80 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards View Received Comments See Also - Rel. No. 34-80169, Rel. No. 34-79450 |
| 34-79775 | Jan 12, 2017 | SR-BatsBZX-2017-01 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Equity Options Platform See Also - Exhibit 5 |
| 34-79766 | Jan 10, 2017 | SR-BatsBZX-2016-92 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Fees To Adopt a New Cross-Asset Step-Up Tier See Also - Exhibit 5 |