National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96966 | Feb 22, 2023 | SR-NASDAQ-2023-004 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees the Exchange Charges Companies Seeking Review of a Delisting Determination, Public Reprimand Letter, or Written Denial of an Initial Listing Application Comments Due: March 21, 2023 Submit a Comment on SR-NASDAQ-2023-004
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| 34-96939 | Feb 15, 2023 | SR-NASDAQ-2023-002 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 5910 and 5920 To Remove Expired and Obsolete Provisions Comments Due: March 15, 2023 View Received Comments See Also - Exhibit 5 |
| 34-96903 | Feb 13, 2023 | SR-NASDAQ-2023-001 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Requirements in Equity 2 Section 5 and Equity 2 Section 11 Comments Due: March 10, 2023 See Also - Exhibit 5 |
| 34-96781 | Jan 31, 2023 | SR-NASDAQ-2022-057 | The Nasdaq Stock Market LLC (NASDAQ) | Order Approving of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market Comments Due: February 27, 2023 See Also - Exhibit 4, Exhibit 5 |
| 34-96601 | Jan 5, 2023 | SR-NASDAQ-2022-077 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types Comments Due: February 1, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2022-077 |
| 34-96600 | Jan 4, 2023 | SR-NASDAQ-2022-079 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods Comments Due: January 31, 2023 View Received Comments See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-NASDAQ-2022-079 |
| 34-96592 | Dec 29, 2022 | SR-NASDAQ-2022-080 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Certain Risk Checks of Rule Nasdaq Equity 6, Section 5 Risk Settings That Provide Participants With Additional Optional Settings Comments Due: January 26, 2023 View Received Comments |
| 34-96567 | Dec 22, 2022 | SR-NASDAQ-2022-078 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2 Concerning the NOM Pricing Schedule Comments Due: January 19, 2023 See Also - Exhibit 5 |
| 34-96542 | Dec 20, 2022 | SR-NASDAQ-2022-076 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4754 Regarding Close Eligible Interest Comments Due: January 17, 2023 See Also - Exhibit 5 |
| 34-96534 | Dec 19, 2022 | SR-NASDAQ-2022-074 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Nasdaq's Post-Trade Risk Management Product to Q2 2023 Comments Due: January 13, 2023 |