National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-83270 | SEC Issue Date:May 17, 2018 | File Number:SR-GEMX-2018-16 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .03 to Rule 804 To Enhance Anti-Internalization Functionality See Also - Exhibit 5 |
| Release Number:34-83237 | SEC Issue Date:May 15, 2018 | File Number:SR-GEMX-2018-15 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material to Rule 706 To Harmonize Its Sponsored Access Rules With Those of Its Affiliates See Also - Exhibit 5 |
| Release Number:34-83118 | SEC Issue Date:Apr 26, 2018 | File Number:SR-GEMX-2018-09 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets View Received Comments |
| Release Number:34-83083 | SEC Issue Date:Apr 20, 2018 | File Number:SR-GEMX-2018-13 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq GEMX See Also - Exhibit 5 |
| Release Number:34-83050 | SEC Issue Date:Apr 13, 2018 | File Number:SR-GEMX-2018-12 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Within Rule 718 the Data Feeds on GEMX See Also - Exhibit 5 |
| Release Number:34-82988 | SEC Issue Date:Apr 4, 2018 | File Number:SR-GEMX-2018-11 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter IV of the Exchange's Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-82847 | SEC Issue Date:Mar 9, 2018 | File Number:SR-GEMX-2018-09 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing of Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets View Received Comments See Also - Exhibit 5 |
| Release Number:34-82728 | SEC Issue Date:Feb 16, 2018 | File Number:SR-GEMX-2018-07 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 100 See Also - Exhibit 5 |
| Release Number:34-82713 | SEC Issue Date:Feb 14, 2018 | File Number:SR-GEMX-2018-06 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Port Fees See Also - Exhibit 5 |
| Release Number:34-82708 | SEC Issue Date:Feb 14, 2018 | File Number:SR-GEMX-2018-04 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees See Also - Exhibit 5 |