National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83369 | Jun 4, 2018 | SR-GEMX-2018-18 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Chapter IV of the GEMX Schedule of Fees See Also - Exhibit 5 |
| 34-83365 | Jun 4, 2018 | SR-GEMX-2018-17 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Order and Execution Information Into GEMX Rule 718 See Also - Exhibit 5 |
| 34-83270 | May 17, 2018 | SR-GEMX-2018-16 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .03 to Rule 804 To Enhance Anti-Internalization Functionality See Also - Exhibit 5 |
| 34-83279 | May 17, 2018 | SR-GEMX-2018-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the ATR Protection for Orders That Are Routed to Away Markets View Received Comments |
| 34-83237 | May 15, 2018 | SR-GEMX-2018-15 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material to Rule 706 To Harmonize Its Sponsored Access Rules With Those of Its Affiliates See Also - Exhibit 5 |
| 34-83118 | Apr 26, 2018 | SR-GEMX-2018-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets View Received Comments |
| 34-83083 | Apr 20, 2018 | SR-GEMX-2018-13 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq GEMX See Also - Exhibit 5 |
| 34-83050 | Apr 13, 2018 | SR-GEMX-2018-12 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Within Rule 718 the Data Feeds on GEMX See Also - Exhibit 5 |
| 34-82988 | Apr 4, 2018 | SR-GEMX-2018-11 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter IV of the Exchange's Schedule of Fees See Also - Exhibit 5 |
| 34-82847 | Mar 9, 2018 | SR-GEMX-2018-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing of Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets View Received Comments See Also - Exhibit 5 |