National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83820 | Aug 10, 2018 | SR-IEX-2018-17 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Spread-Crossing Eligible Remove Fee to $0.0009 Per Share for Executions at or Above $1.00 That Remove Non-Displayed Liquidity See Also - Exhibit 5 |
| 34-83800 | Aug 8, 2018 | SR-IEX-2018-16 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Threshold for Imposition of the Crumbling Quote Remove Fee See Also - Exhibit 5 |
| 34-83678 | Jul 20, 2018 | SR-IEX-2018-06 | Investors Exchange LLC (IEX) | Securities Exchange Act of 1934; Order Scheduling Filing of Statements on Review; in the Matter of the Investors Exchange LLC; for an Order Granting the Approval of Proposed Rule Change To Establish a New Optional Listing Category on the Exchange, "LTSE Listings on IEX" (File No. SR-IEX-2018-06) View Received Comments |
| 34-83634 | Jul 13, 2018 | SR-IEX-2018-15 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the Router Basic Routing Option See Also - Exhibit 5 |
| 34-83609 | Jul 9, 2018 | SR-IEX-2018-14 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 16.160 To Remove Form 19b-4(e) Filing Requirement See Also - Exhibit 5 |
| 34-83579 | Jul 2, 2018 | SR-IEX-2018-13 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the IPO Auction Processes for Trading in an IEX-Listed Security That Is the Subject of an Initial Public Offering See Also - Exhibit 5 |
| 34-83582 | Jul 2, 2018 | SR-IEX-2018-11 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Structure of its Fee Schedule and Make Several Conforming and Clarifying Changes, Pursuant to IEX Rule 15.110(A) and (C) See Also - Exhibit 5 |
| 34-83586 | Jul 2, 2018 | SR-IEX-2018-12 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.420 Concerning the Order Audit Trail System Requirements To Make Conforming and Technical Changes See Also - Exhibit 5 |
| 34-83558 | Jun 29, 2018 | SR-IEX-2018-06 | Investors Exchange LLC (IEX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a New Optional Listing Category on the Exchange, "LTSE Listings on IEX" View Received Comments See Also - Letter from IEX withdrawing the proposed rule change, Letter from Secretary of the Commission to Sophia LeeGeneral CounselInvestors ExchangeLLC.dated June 292018 (providing notice of Commission review of delegated action and stay of order) Submit Comments on SR-IEX-2018-06 |
| 34-83275 | May 17, 2018 | SR-IEX-2018-10 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a) To Update the Market Data Source That the Exchange Will Use To Determine the Top of Book Quotation for NYSE National in Anticipation of Its Planned Re-Launch See Also - Exhibit 5 |