National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89082 | Jun 17, 2020 | SR-CboeEDGA-2020-017 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Primary Listing Market's Official Opening and Closing Price See Also - Exhibit 5 |
| 34-89019 | Jun 4, 2020 | SR-CboeEDGA-2020-016 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 14.13 To Permit the Trading, Pursuant to Unlisted Trading Privileges, of Tracking Fund Shares See Also - Exhibit 5 |
| 34-89016 | Jun 4, 2020 | SR-CboeEDGA-2020-005 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Rule Relating to MidPoint Discretionary Orders To Allow Optional Offset or Quote Depletion Protection Instructions View Received Comments |
| 34-89001 | Jun 3, 2020 | SR-CboeEDGA-2020-015 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow Members and Clearing Members To Establish or Adjust the Risk Settings Set Forth in Interpretation and Policy .03 of Exchange Rule 11.10 on a Risk Group Identifier Basis See Also - Exhibit 5 |
| 34-88899 | May 18, 2020 | SR-CboeEDGA-2020-014 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules in Connection With the Exchange's Disciplinary Process See Also - Exhibit 5 |
| 34-88844 | May 8, 2020 | SR-CboeEDGA-2020-013 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Adopting Rule 14.12 Governing the Trading, Pursuant to Unlisted Trading Privileges, of Exchange-Traded Fund Shares See Also - Exhibit 5 |
| 34-88772 | Apr 29, 2020 | SR-CboeEDGA-2020-003 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), To Be Consistent With Certain Proposed Amendments To and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems |
| 34-88727 | Apr 22, 2020 | SR-CboeEDGA-2020-012 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.10 See Also - Exhibit 5 |
| 34-88707 | Apr 21, 2020 | SR-CboeEDGA-2020-011 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4(a) To Add LTSE as a Source for Market Data for Certain Purposes See Also - Exhibit 5 |
| 34-88664 | Apr 16, 2020 | SR-CboeEDGA-2020-005 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend EDGA Rule 11.8(e), Which Describes the Handling of MidPoint Discretionary Orders Entered on the Exchange View Received Comments |