National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-90122 | SEC Issue Date:Oct 8, 2020 | File Number:SR-CboeBYX-2020-029 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Maker Transaction Fees See Also - Exhibit 5 |
| Release Number:34-90121 | SEC Issue Date:Oct 8, 2020 | File Number:SR-CboeBYX-2020-028 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 View Received Comments See Also - Exhibit 5 |
| Release Number:34-90086 | SEC Issue Date:Oct 2, 2020 | File Number:SR-CboeBYX-2020-022 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. View Received Comments |
| Release Number:34-89820 | SEC Issue Date:Sep 10, 2020 | File Number:SR-CboeBYX-2020-021 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce Periodic Auctions for the Trading of U.S. Equity Securities View Received Comments |
| Release Number:34-89778 | SEC Issue Date:Sep 8, 2020 | File Number:SR-CboeBYX-2020-025 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes See Also - Exhibit 5 |
| Release Number:34-89753 | SEC Issue Date:Sep 2, 2020 | File Number:SR-CboeBYX-2020-024 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 11.26(a), Stating It Will Utilize MEMX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes See Also - Exhibit 5 |
| Release Number:34-89549 | SEC Issue Date:Aug 13, 2020 | File Number:SR-CboeBYX-2020-022 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. View Received Comments See Also - Exhibit 5 |
| Release Number:34-89452 | SEC Issue Date:Aug 3, 2020 | File Number:SR-CboeBYX-2020-023 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the "Commission") |
| Release Number:34-89424 | SEC Issue Date:Jul 29, 2020 | File Number:SR-CboeBYX-2020-021 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change To Introduce Periodic Auctions for the Trading of U.S. Equity Securities View Received Comments See Also - Exhibit 5 |
| Release Number:34-89259 | SEC Issue Date:Jul 8, 2020 | File Number:SR-CboeBYX-2020-005 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Withdrawal of a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems |