National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79400 | Nov 25, 2016 | SR-NYSEMKT-2016-103 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed On Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange Traded Products and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform View Received Comments See Also - Exhibit 5, Rel. No. 34-80746, Rel. No. 34-80097, Rel. No. 34-79738 |
| 34-79389 | Nov 23, 2016 | SR-NYSEMKT-2016-107 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15-Equities Relating to Pre-Opening Indications See Also - Exhibit 5 |
| 34-79378 | Nov 22, 2016 | SR-NYSEMKT-2016-63 | NYSE MKT (NYSEMKT) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment No. 1, Amending the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees View Received Comments See Also - Rel. No. 34-80309, Rel. No. 34-79672, Rel. No. 34-78968, Rel. No. 34-78629, Rel. No. 34-80077 |
| 34-79374 | Nov 22, 2016 | SR-NYSEMKT-2016-106 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 901NY See Also - Exhibit 5 |
| 34-79328 | Nov 16, 2016 | SR-NYSEMKT-2016-102 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX View Received Comments See Also - Rel. No. 34-79720 |
| 34-79314 | Nov 15, 2016 | SR-NYSEMKT-2016-101 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades To Lower the Enterprise Fee |
| 34-79287 | Nov 10, 2016 | SR-NYSEMKT-2016-100 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change Adopting a Decommission Extension Fee for Receipt of the NYSE MKT Order Imbalances Market Data Product See Also - Exhibit 5 |
| 34-79283 | Nov 10, 2016 | SR-NYSEMKT-2016-99 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending Rule 104-Equities To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading See Also - Exhibit 5, Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from E, Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchan, Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Secu |
| 34-79242 | Nov 4, 2016 | SR-NYSEMKT-2016-97 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New Rules To Reflect the Implementation of Pillar, the Exchange's New Trading Technology See Also - Exhibit 5 |
| 34-79232 | Nov 3, 2016 | SR-NYSEMKT-2016-96 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to the Rules of the Exchange the Eleventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC See Also - Exhibit 5a, Exhibit 5b |