National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-84283 | Sep 25, 2018 | SR-GEMX-2018-29 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Schedule of Fees See Also - Exhibit 5 |
| 34-84238 | Sep 20, 2018 | SR-GEMX-2018-32 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Protections See Also - Exhibit 5 |
| 34-84202 | Sep 19, 2018 | SR-GEMX-2018-31 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform By-Law's CRO Provisions to Those of an Affiliate Exchange See Also - Exhibit 5 |
| 34-83789 | Aug 7, 2018 | SR-GEMX-2018-27 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee See Also - Exhibit 5 |
| 34-83731 | Jul 27, 2018 | SR-GEMX-2018-26 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Protocol Definitions That Members Use To Enter Quotes and Orders See Also - Exhibit 5 |
| 34-83704 | Jul 25, 2018 | SR-GEMX-2018-24 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc. See Also - Exhibit 5 |
| 34-83641 | Jul 16, 2018 | SR-GEMX-2018-25 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Improvement Orders Entered Into the Price Improvement Mechanism See Also - Exhibit 5 |
| 34-83533 | Jun 28, 2018 | SR-GEMX-2018-23 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program See Also - Exhibit 5 |
| 34-83514 | Jun 25, 2018 | SR-GEMX-2018-22 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity See Also - Exhibit 5 |
| 34-83445 | Jun 14, 2018 | SR-GEMX-2018-20 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees See Also - Exhibit 5 |