National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-99196 | Dec 18, 2023 | SR-CboeBZX-2023-070 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: January 12, 2024. Rebuttal comments should be submitted by January 26, 2024. View Received Comments Submit a Comment on SR-CboeBZX-2023-070
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34-99195 | Dec 18, 2023 | SR-CboeBZX-2023-069 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: January 12, 2024. Rebuttal comments should be submitted by January 26, 2024. Submit a Comment on Subment Comments on SR-CboeBZX-2023-069 |
34-99197 | Dec 18, 2023 | SR-CboeBZX-2023-101 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: January 12, 2024 |
34-99182 | Dec 14, 2023 | SR-CboeBZX-2023-097 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports Comments Due: January 10, 2024 See Also - Exhibit 5 |
34-99162 | Dec 13, 2023 | SR-CboeBZX-2023-105 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 14.11(e)(4)(C)(i) (Commodity-Based Trust Shares) Comments Due: January 9, 2024 See Also - Exhibit 5 |
34-99151 | Dec 13, 2023 | SR-CboeBZX-2023-087 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 20, 2024 View Received Comments |
34-99147 | Dec 12, 2023 | SR-CboeBZX-2023-099 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) in Order to Adopt a New Tier Under Footnote 13 (Tape B Volume and Comments Due: January 8, 2024 See Also - Exhibit 5 |
34-99114 | Dec 7, 2023 | SR-CboeBZX-2023-100 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Low Priced Stock Strike Price Interval Program Comments Due: January 3, 2024 See Also - Exhibit 5 |
34-99045 | Nov 30, 2023 | SR-CboeBZX-2023-095 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: December 27, 2023 View Received Comments |
34-99036 | Nov 29, 2023 | SR-CboeBZX-2023-096 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program Comments Due: December 26, 2023 See Also - Exhibit 5 |