National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98913 | SEC Issue Date:Nov 13, 2023 | File Number:SR-CboeBZX-2023-091 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: December 8, 2023 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2023-091
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| Release Number:34-98860 | SEC Issue Date:Nov 6, 2023 | File Number:SR-CboeBZX-2023-063 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange |
| Release Number:34-98846 | SEC Issue Date:Nov 2, 2023 | File Number:SR-CboeBZX-2023-087 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: November 29, 2023 View Received Comments |
| Release Number:34-98835 | SEC Issue Date:Nov 1, 2023 | File Number:SR-CboeBZX-2023-085 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 |
| Release Number:34-98809 | SEC Issue Date:Oct 27, 2023 | File Number:SR-CboeBZX-2023-068 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
| Release Number:34-98805 | SEC Issue Date:Oct 27, 2023 | File Number:SR-CboeBZX-2023-067 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
| Release Number:34-98794 | SEC Issue Date:Oct 24, 2023 | File Number:SR-CboeBZX-2023-084 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 20, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98785 | SEC Issue Date:Oct 23, 2023 | File Number:SR-CboeBZX-2023-083 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 17, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98761 | SEC Issue Date:Oct 16, 2023 | File Number:SR-CboeBZX-2023-081 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: November 13, 2023 See Also - Exhibit 5 |
| Release Number:34-98684 | SEC Issue Date:Oct 4, 2023 | File Number:SR-CboeBZX-2023-075 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Rebate Tiers Comments Due: November 1, 2023 See Also - Exhibit 5 |