National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91273 | Mar 5, 2021 | SR-CboeBYX-2021-006 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 (Order Execution and Routing), as Well as its Fee Schedule, To Delete References to the INET and RDOX Routing Options Comments Due: April 1, 2021 See Also - Exhibit 5 Submit a Comment on SR-CboeBYX-2021-006
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| 34-91006 | Jan 28, 2021 | SR-CboeBYX-2021-005 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's CAT Compliance Rule To Be Consistent With a Conditional Exemption Granted by the SEC From Certain Allocation Reporting Requirements Comments Due: February 24, 2021 |
| 34-90999 | Jan 27, 2021 | SR-CboeBYX-2021-003 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Eliminate Certain Routing Fee Codes Comments Due: February 23, 2021 See Also - Exhibit 5 |
| 34-90993 | Jan 26, 2021 | SR-CboeBYX-2020-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities Comments Due: August 25, 2020 View Received Comments |
| 34-90943 | Jan 19, 2021 | SR-CboeBYX-2021-004 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Monthly Fee Assessed on Members' MPIDs Comments Due: February 16, 2021 See Also - Exhibit 5 |
| 34-90899 | Jan 11, 2021 | SR-CboeBYX-2020-034 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Policy Relating to Billing Errors Comments Due: February 5, 2021 View Received Comments See Also - Exhibit 5 |
| 34-90804 | Dec 28, 2020 | SR-CboeEDGX-2020-055, SR-CboeBZX-2020-083, SR-CboeBYX-2020-032, SR-CboeEDGA-2020-029 | Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX) | Order Granting Approval of Proposed Rule Changes To Revise Each Exchange's Process for Re-Opening Trading of NYSE-Listed Securities Outside of Regular Trading Hours |
| 34-90567 | Dec 4, 2020 | SR-CboeBYX-2020-033 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Remove Unused Routing-related Fee Codes See Also - Exhibit 5 |
| 34-90421 | Nov 13, 2020 | SR-CboeBYX-2020-032 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session See Also - Exhibit 5 |
| 34-90364 | Nov 6, 2020 | SR-CboeBYX-2020-031 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.10, Requirements for Securities Issued by the Exchange or its Affiliates See Also - Exhibit 5 |