National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77091 | Feb 9, 2016 | SR-EDGX-2016-02 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform See Also - Exhibit 5 |
| 34-77036 | Feb 2, 2016 | SR-EDGX-2016-01 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, Relating to the Operation of the Attribution Feature of EDGX Options See Also - Exhibit 5 |
| 34-76853 | Jan 7, 2016 | SR-EDGX-2015-68 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers See Also - Exhibit 5 |
| 34-76816 | Jan 4, 2016 | SR-EDGX-2015-67 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-76778 | Dec 28, 2015 | SR-EDGX-2015-61 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-76756 | Dec 23, 2015 | SR-EDGX-2015-66 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination See Also - Exhibit 5 |
| 34-76708 | Dec 21, 2015 | SR-EDGX-2015-63 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for EDGX Options See Also - Exhibit 5 |
| 34-76714 | Dec 21, 2015 | SR-EDGX-2015-64 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6(n)(1), Routing/Posting Instructions, To Amend the Aggressive Instruction See Also - Exhibit 5 |
| 34-76713 | Dec 21, 2015 | SR-EDGX-2015-62 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. View Received Comments See Also - Exhibit 5 |
| 34-76715 | Dec 21, 2015 | SR-EDGX-2015-65 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.8, Order Display and Book Processing See Also - Exhibit 5 |