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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-67155 | Jun 7, 2012 | SR-NYSEAmex-2012-22 | NYSE Amex (NYSEAmex) | Order Granting Approval of Proposed Rule Change Amending NYSE Amex Equities Rule 107B To Add a Class of Supplemental Liquidity Providers That are Registered as Market Makers at the Exchange See Also - Rel. No. 34-66820 |
| 34-67090 | May 31, 2012 | SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No 34-66680, Rel. No. 34-66065, Rel. No. 34-65770, Rel. No. 34-65433, Rel. No. 34-65425, Rel. No. 34-65426, Rel. No. 34-65427, Rel. No. 34-65428, Rel. No. 34-65429, Rel. No. 34-65430, Rel. No. 34-65431, Rel. No. 34-65432, Rel. No. 34-65434, Rel. No. 34-65435, Rel. No. 34-65436, Rel. No. 34-65437, Rel. No. 34-65438, Rel. No. 34-65439, Rel. No. 34-65440 |
| 34-67057 | May 24, 2012 | SR-NYSEAmex-2012-31 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly See Also - Exhibit 5, Rel. No. 34-67421 |
| 34-67037 | May 21, 2012 | SR-NYSEAmex-2012-32 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Certificate of Formation, Amended and Restated Operating Agreement, Company Guide, and Rules To Change the Name of the Exchange to NYSE MKT LLC See Also - Exhibit 5 |
| 34-67006 | May 17, 2012 | SR-NYSEAmex-2012-30 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 2013 See Also - Exhibit 5 |
| 34-66984 | May 14, 2012 | SR-NYSEAmex-2012-29 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund Which List and Trade Under the Symbol SPY View Received Comments See Also - Exhibit 5, Rel. No. 34-67672, Rel. No. 34-67278 |
| 34-66981 | May 14, 2012 | SR-NYSEAmex-2011-86, SR-NYSE-2011-56 | NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether to Disapprove Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and To Permit Designated Market Makers and Floor Brokers Access To Disaggregated Order Information See Also - Rel. No. 34-67437, Rel. No. 34-66397, Rel. No. 34-66036, Rel. No. 34-65736, Rel. No. 34-65735 |
| 34-66959 | May 10, 2012 | SR-NYSEAmex-2012-28 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Equities Price List for Certain Fees Relating To Transactions in Exchange-Listed Securities and Trading Pursuant to Unlisted Trading Privileges of Securities Listed on the Nasdaq Stock Market LLC See Also - Exhibit 5 |
| 34-66928 | May 4, 2012 | SR-NYSE-2011-55, SR-NYSEAmex-2011-84 | NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date View Received Comments See Also - Rel. No. 34-79587, Rel. No. 34-70085, Rel. No. 34-67347, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-66003, Rel. No. 34-65672, Rel. No. 34-65671 |
| 34-66903 | May 2, 2012 | SR-NYSEAmex-2012-27 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing an Increase to the Login Fee Within the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |