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National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-100434 Jun 26, 2024 SR-NASDAQ-2024-028 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF under Nasdaq Rule 5711(d)
Comments Due: July 23, 2024
34-100416 Jun 25, 2024 SR-NASDAQ-2024-027 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reconfigure Fees for the Daily List and Fundamental Data to Better Reflect the Value of the Information Distributed
Comments Due: July 22, 2024
See Also - Exhibit 5
34-100408 Jun 24, 2024 SR-NASDAQ-2024-025 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
Comments Due: July 19, 2024
See Also - Exhibit 5
34-100255 May 31, 2024 SR-NASDAQ-2024-023 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 4, Rule 1240.01 (Eligibility of Other Persons to Participate in the Continuing Education Program Specified in Paragraph (c) of this Rule)
Comments Due: June 27, 2024
See Also - Exhibit 5
34-100234 May 28, 2024 SR-NASDAQ-2023-035 The Nasdaq Stock Market LLC (NASDAQ) Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) (Trust Units)
34-100224 May 23, 2024 SR-NYSEARCA-2023-70, SR-NYSEARCA-2024-31, SR-NASDAQ-2023-045, SR-CboeBZX-2023-069, SR-CboeBZX-2023-070, SR-CboeBZX-2023-087, SR-CboeBZX-2023-095, SR-CboeBZX-2024-018 NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Shares of Ether-Based Exchange-Traded Products
Comments Due: June 20, 2024
34-100212 May 22, 2024 SR-NASDAQ-2023-045 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Amendment No. 2 to Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: 21 days after date of publication in the Federal Register.
34-100208 May 22, 2024 SR-NASDAQ-2024-019 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Proposed Rule Change to Rules 5605, 5615 and 5810 to Clarify and Modify Phase-In Schedules for Certain Corporate Governance Requirements and Clarify Applicability of Certain Cure Periods
Comments Due: June 20, 2024
See Also - Exhibit 5
34-100196 May 21, 2024 SR-NASDAQ-2024-022 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due: June 18, 2024
View Received Comments
See Also - Exhibit 5
34-100188 May 21, 2024 SR-NASDAQ-2024-016 The Nasdaq Stock Market LLC (NASDAQ) Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for Certain Market Data and Connectivity Products and to Maintain the Current Fees for Such Products if Members Meet a Mini
Comments Due: June 18, 2024. Rebuttal comments should be submitted by July 2, 2024.