National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99737 | Mar 14, 2024 | SR-EMERALD-2024-09 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: April 10, 2024 See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2024-09
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| 34-99555 | Feb 16, 2024 | SR-EMERALD-2024-06 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding the Open-Close Report Data Comments Due: March 15, 2024 See Also - Exhibit 5 |
| 34-99529 | Feb 13, 2024 | SR-EMERALD-2024-05 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge Ports Comments Due: March 12, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99475 | Feb 5, 2024 | SR-EMERALD-2024-03 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: March 1, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99472 | Feb 5, 2024 | SR-EMERALD-2024-02 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: March 1, 2024 See Also - Exhibit 5 |
| 34-99407 | Jan 22, 2024 | SR-EMERALD-2023-13 | MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product |
| 34-99373 | Jan 17, 2024 | SR-EMERALD-2024-01 | MIAX Emerald, LLC (EMERALD) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal Comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99232 | Dec 22, 2023 | SR-EMERALD-2023-31 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517, Quote Types Defined Comments Due: January 18, 2024 See Also - Exhibit 5 |
| 34-99209 | Dec 20, 2023 | SR-EMERALD-2023-13 | MIAX Emerald, LLC (EMERALD) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: 21 days after publication in the Federal Register. |
| 34-99138 | Dec 11, 2023 | SR-EMERALD-2023-30 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: January 5, 2024 View Received Comments See Also - Exhibit 5 |