National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99401 | Jan 19, 2024 | SR-BOX-2024-05 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Modify Certain Electronic Non-Auction Transaction Fees Comments Due: February 15, 2024 See Also - Exhibit 5 Submit a Comment on SR-BOX-2024-05
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| 34-99400 | Jan 19, 2024 | SR-BOX-2024-04 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Decrease Certain Electronic Non-Auction Transaction Fees See Also - Exhibit 5 |
| 34-99377 | Jan 17, 2024 | SR-BOX-2024-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin Comments Due: March 19, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99192 | Dec 15, 2023 | SR-BOX-2023-20 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equ Comments Due: January 11, 2024. Rebuttal comments should be submitted by January 25, 2024. See Also - Exhibit 5 |
| 34-99191 | Dec 15, 2023 | SR-BOX-2023-30 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-7150-1 and Rule 7250 (Quote Mitigation) Comments Due: January 11, 2024 See Also - Exhibit 5 |
| 34-99007 | Nov 21, 2023 | SR-BOX-2023-28 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish IM-7600-8 Comments Due: December 19, 2023 See Also - Exhibit 5 |
| 34-99009 | Nov 21, 2023 | SR-BOX-2023-26 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) Comments Due: December 19, 2023 See Also - Exhibit 5 |
| 34-98997 | Nov 21, 2023 | SR-BOX-2023-27 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program in IM-5050-6 Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98987 | Nov 20, 2023 | SR-BOX-2023-29 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Adopt Monthly Options Series Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98906 | Nov 13, 2023 | SR-BOX-2023-25 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Sections IV.A (Non-Auction Transactions) and IV.A.1 (Tiered Volume Rebate for Non-Auction Transact Comments Due: December 8, 2023 See Also - Exhibit 5 |