National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100480 | Jul 9, 2024 | SR-NYSE-2024-18 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months fro Comments Due: 21 days after the date of publication in the Federal Register. Rebuttal comments should be submitted 35 days after date of publication in the Federal Register. Submit a Comment on SR-NYSE-2024-18
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| 34-100460 | Jul 3, 2024 | SR-NYSE-2024-35 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100459 | Jul 3, 2024 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Regarding Enhancements to its DMM Program |
| 34-100437 | Jun 26, 2024 | SR-NYSE-2024-23 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE |
| 34-100421 | Jun 25, 2024 | SR-NYSE-2024-37 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: July 22, 2024 See Also - Exhibit 5 |
| 34-100378 | Jun 18, 2024 | SR-NYSE-2024-34 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: July 16, 2024 See Also - Exhibit 5 |
| 34-100374 | Jun 18, 2024 | SR-NYSE-2024-36 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .70 under NYSE Rule 345A Comments Due: July 16, 2024 See Also - Exhibit 5 |
| 34-100344 | Jun 14, 2024 | SR-NYSE-2024-33 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Connectivity Fee Schedule Comments Due: July 12, 2024 See Also - Exhibit 5 |
| 34-100327 | Jun 13, 2024 | SR-NYSE-2024-13 | New York Stock Exchange LLC (NYSE) | Order Approving a Proposed Rule Change Amending Rule 7.35 and Rule 7.35B |
| 34-100293 | Jun 6, 2024 | SR-NYSE-2024-21 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company that has Changed View Received Comments |