National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-101380 | Oct 17, 2024 | SR-NASDAQ-2024-037 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Withdrawal of a Proposed Rule Change to Amend Rule 5820 to Codify the Standards of Review that Govern Appeals before the Nasdaq Listing and Hearing Review Council and Calls for Review by the Nasdaq Listing and Hearing Review Council View Received Comments |
34-101291 | Oct 9, 2024 | SR-NASDAQ-2024-057 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Credits at Equity 7, Section 118(a) Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-057
|
34-101271 | Oct 7, 2024 | SR-NASDAQ-2024-029 | The Nasdaq Stock Market LLC (NASDAQ) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Modify the Application of Bid Price Compliance Periods View Received Comments |
34-101267 | Oct 7, 2024 | SR-NASDAQ-2024-056 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: 21 days after date of publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
34-101238 | Oct 3, 2024 | SR-NASDAQ-2024-045 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 and 5815 Un Comments Due: September 13, 2024 View Received Comments |
34-101224 | Oct 1, 2024 | SR-NASDAQ-2024-016 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for Certain Market Data and Connectivity Products and to Maintain the Current Fees for Such Pro View Received Comments |
34- 101218 | Sep 30, 2024 | SR-NASDAQ-2024-028 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF under Nasdaq Rul Comments Due: 22 days after date of publication in the Federal Register. Rebuttal comments should be submitted by 35 days after date of publication in the Federal Register. View Received Comments |
34-101098 | Sep 19, 2024 | SR-NASDAQ-2024-055 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Definition of Nasdaq Options Trade Outline Comments Due: October 16, 2024 See Also - Exhibit 5 |
34-101078 | Sep 18, 2024 | SR-NASDAQ-2024-054 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: October 15, 2024 View Received Comments See Also - Exhibit 5 |
34-100988 | Sep 10, 2024 | SR-NASDAQ-2024-053 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: October 7, 2024 View Received Comments See Also - Exhibit 5 |