National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100734 | Aug 15, 2024 | SR-CboeBYX-2024-028 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-CboeBYX-2024-028
|
| 34-100715 | Aug 13, 2024 | SR-CboeBYX-2024-027 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Regulatory Transaction Fee with a Sales Value Fee Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100690 | Aug 9, 2024 | SR-CboeBYX-2024-004 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Withdrawal of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs |
| 34-100654 | Aug 5, 2024 | SR-CboeBYX-2024-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange’s Fee Schedule Related to Physical Port Fees |
| 34-100649 | Aug 5, 2024 | SR-CboeBYX-2024-009 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange |
| 34-100628 | Jul 31, 2024 | SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 | BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G View Received Comments |
| 34-100476 | Jul 9, 2024 | SR-CboeBYX-2024-024 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: August 5, 2024 See Also - Exhibit 5 |
| 34-100467 | Jul 9, 2024 | SR-CboeBYX-2023-020 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand Its Reta View Received Comments |
| 34-100436 | Jun 26, 2024 | SR-CboeBYX-2024-023 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: July 23, 2024 See Also - Exhibit 5 |
| 34-100411 | Jun 24, 2024 | SR-CboeBYX-2024-016 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: July 19, 2024 See Also - Exhibit 5 |