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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80248 | Mar 15, 2017 | SR-ISEGemini-2017-13 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange See Also - Exhibit 5 |
| 34-80256 | Mar 15, 2017 | SR-PHLX-2017-07, SR-PEARL-2017-04, SR-NYSEMKT-2017-02, SR-NYSEArca-2017-04, SR-NYSEArca-2017-03, SR-NYSE-2017-01, SR-NSX-2017-03, SR-NASDAQ-2017-008, SR-MIAX-2017-03, SR-ISEMercury-2017-03, SR-ISEGemini-2017-04, SR-ISE-2017-08, SR-IEX-2017-04, SR-CHX-2017-03, SR-CBOE-2017-012, SR-C2-2017-007, SR-BX-2017-007, SR-BOX-2017-07, SR-BatsEDGX-2017-08, SR-BatsEDGA-2017-03, SR-BatsBZX-2017-08, SR-BatsBYX-2017-02 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Miami International Securities Exchange, LLC (MIAX), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) | Order Approving Proposed Rule Changes To Adopt Consolidated Audit Trail Compliance Rules See Also - Rel. No. 34-79949, Rel. No. 34-79932, Rel. No. 34-79953, Rel. No. 34-79950, Rel. No. 34-79967, Rel. No. 34-79937, Rel. No. 34-79938, Rel. No. 34-79935, Rel. No. 34-79960, Rel. No. 34-79907, Rel. No. 34-79909, Rel. No. 34-79911, Rel. No. 34-79945, Rel. No. 34-79948, Rel. No. 34-79944, Rel. No. 34-79927, Rel. No. 34-79962, Rel. No. 34-79933, Rel. No. 34-79965, Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements |
| 34-80239 | Mar 14, 2017 | SR-ISEGemini-2017-14 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Supplementary Material .03 to Rule 713 See Also - Exhibit 5 |
| 34-80209 | Mar 10, 2017 | SR-ISEGemini-2017-11 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Liability Caps and Related Reimbursement Requirements See Also - Exhibit 5 |
| 34-80200 | Mar 10, 2017 | SR-ISEGemini-2017-12 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Decommission of the Tick-Worse Functionality See Also - Exhibit 5 |
| 34-80213 | Mar 10, 2017 | SR-ISEGemini-2017-10 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Fees for New Ports See Also - Exhibit 5 |
| 34-80184 | Mar 9, 2017 | SR-ISEGemini-2017-09 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-80102 | Feb 24, 2017 | SR-ISEGemini-2017-08 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to All-or-None Orders See Also - Exhibit 5 |
| 34-80101 | Feb 24, 2017 | SR-ISEGemini-2017-05 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Delay of Implementation for the Block Order Mechanism See Also - Exhibit 5 |
| 34-80106 | Feb 24, 2017 | SR-ISEGemini-2017-07 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancel and Replace Orders See Also - Exhibit 5 |