National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-100391 | SEC Issue Date:Jun 20, 2024 | File Number:SR-IEX-2024-12 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Pursuant to IEX Rule 15.110(a) and (c) Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-IEX-2024-12
|
| Release Number:34-100265 | SEC Issue Date:Jun 4, 2024 | File Number:SR-IEX-2024-10 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160(p) to Reopen the Period by which Certain Participants in the Maintaining Qualifications Program Will Be Able to Complete Their Prescribed 2022 and 2023 Continuing Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-100257 | SEC Issue Date:May 31, 2024 | File Number:SR-IEX-2024-09 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees and Rebates Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-100085 | SEC Issue Date:May 9, 2024 | File Number: SR-IEX-2024-08 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX’s Fee Schedule to Adopt a Physical Connectivity Fee and Increase Certain Port Fees Comments Due: June 5, 2024 See Also - Exhibit 5 |
| Release Number:34-99990 | SEC Issue Date:Apr 18, 2024 | File Number:SR-IEX-2024-07 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Activation Value in IEX Rule 11.190(g)(2) Comments Due: May 15, 2024 See Also - Exhibit 5 |
| Release Number:34-99989 | SEC Issue Date:Apr 18, 2024 | File Number:SR-IEX-2024-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees for Tape B Securities Comments Due: May 15, 2024 See Also - Exhibit 5 |
| Release Number:34-99757 | SEC Issue Date:Mar 18, 2024 | File Number:SR-IEX-2024-05 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 6.210 (Ex-Dividend or Ex-Right Dates) Comments Due: April 12, 2024 See Also - Exhibit 5 |
| Release Number:34-99471 | SEC Issue Date:Feb 5, 2024 | File Number:SR-IEX-2024-04 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. See Also - Exhibit 5 |
| Release Number:34-99411 | SEC Issue Date:Jan 22, 2024 | File Number:SR-IEX-2024-03 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Two Aspects of its Recent Post Only Filing and to Correct One Nonsubstantive Typographical Error Introduced in the Post Only Filing Comments Due: February 16, 2024 See Also - Exhibit 5 |
| Release Number:34-99383 | SEC Issue Date:Jan 17, 2024 | File Number:SR-IEX-2024-02 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Remote Inspection Relief to IEX Members to Include Calendar Year 2024 Inspection Obligations Through the Earlier of the Effective Date of the Recently Approved F Comments Due: February 13, 2024 |