National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100391 | Jun 20, 2024 | SR-IEX-2024-12 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Pursuant to IEX Rule 15.110(a) and (c) Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-IEX-2024-12
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| 34-100265 | Jun 4, 2024 | SR-IEX-2024-10 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160(p) to Reopen the Period by which Certain Participants in the Maintaining Qualifications Program Will Be Able to Complete Their Prescribed 2022 and 2023 Continuing Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100257 | May 31, 2024 | SR-IEX-2024-09 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees and Rebates Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100085 | May 9, 2024 | SR-IEX-2024-08 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX’s Fee Schedule to Adopt a Physical Connectivity Fee and Increase Certain Port Fees Comments Due: June 5, 2024 See Also - Exhibit 5 |
| 34-99990 | Apr 18, 2024 | SR-IEX-2024-07 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Activation Value in IEX Rule 11.190(g)(2) Comments Due: May 15, 2024 See Also - Exhibit 5 |
| 34-99989 | Apr 18, 2024 | SR-IEX-2024-06 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees for Tape B Securities Comments Due: May 15, 2024 See Also - Exhibit 5 |
| 34-99757 | Mar 18, 2024 | SR-IEX-2024-05 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 6.210 (Ex-Dividend or Ex-Right Dates) Comments Due: April 12, 2024 See Also - Exhibit 5 |
| 34-99471 | Feb 5, 2024 | SR-IEX-2024-04 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. See Also - Exhibit 5 |
| 34-99411 | Jan 22, 2024 | SR-IEX-2024-03 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Two Aspects of its Recent Post Only Filing and to Correct One Nonsubstantive Typographical Error Introduced in the Post Only Filing Comments Due: February 16, 2024 See Also - Exhibit 5 |
| 34-99383 | Jan 17, 2024 | SR-IEX-2024-02 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Remote Inspection Relief to IEX Members to Include Calendar Year 2024 Inspection Obligations Through the Earlier of the Effective Date of the Recently Approved F Comments Due: February 13, 2024 |