National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65369 | Sep 21, 2011 | SR-NYSEAmex-2011-55 | NYSE Amex (NYSEAmex) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a "Reverse Merger" With a Shell Company View Received Comments See Also - Rel. No. 34-65033 |
| 34-65341 | Sep 14, 2011 | SR-NYSEAmex-2011-68 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Relating to the Messages to Contracts Traded Ratio Fee in the Options Fee Schedule See Also - Exhibit 5 |
| 34-65314 | Sep 12, 2011 | SR-NYSEAmex-2011-69 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Options Fee Schedule To Add Clarifying Language With Respect to Marketing Charges Generally and Marketing Charges for Directed Orders, and To Add New and Clarifying Language With Respect to Marketing Charges for Electronic Complex Orders See Also - Exhibit 5 |
| 34-65283 | Sep 7, 2011 | SR-NYSEAmex-2011-67 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Relating to Fees for Trading Securities Listed on the Nasdaq Stock Market LLC Pursuant to Unlisted Trading Privileges See Also - Exhibit 5 |
| 34-65239 | Aug 31, 2011 | SR-NYSEAmex-2011-66 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Options Fee Schedule for Co-Location Services To Correct Several Typographical Errors |
| 34-65240 | Aug 31, 2011 | SR-NYSEAmex-2011-65 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Equities Price List for Co-Location Services To Correct Several Typographical Errors |
| 34-65209 | Aug 26, 2011 | SR-NYSEAmex-2011-61 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Adding Commentary .01 to Rule 925.1NY To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Clarify an Existing Exception to the Quoting Obligations See Also - Rel. No. 34-65572 |
| 34-65192 | Aug 24, 2011 | SR-NYSEAmex-2011-62 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Amex Options Rule 965NY To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto See Also - Exhibit 5 |
| 34-65181 | Aug 22, 2011 | SR-NYSEAmex-2011-64 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 993NY(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Amex Options Rule 993NY(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority See Also - Exhibit 5 |
| 34-65184 | Aug 22, 2011 | SR-NYSEAmex-2011-63 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the NYSE Amex Equities Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority See Also - Exhibit 5 |