National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-92238 | Jun 23, 2021 | SR-BOX-2021-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: July 20, 2021 See Also - Exhibit 5 Submit a Comment on SR-BOX-2021-15
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34-92206 | Jun 17, 2021 | SR-BOX-2021-14 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC ("BSTX") Comments Due: July 15, 2021 View Received Comments See Also - Exhibit 5a, Exhibit 5b |
34-92192 | Jun 16, 2021 | SR-BOX-2021-07 | BOX Exchange LLC (BOX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: May 26, 2021 View Received Comments |
34-92072 | May 28, 2021 | SR-BOX-2021-12 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) To Limit Short Term Options Series Intervals Comments Due: June 24, 2021 See Also - Exhibit 5 |
34-92017 | May 25, 2021 | SR-BOX-2021-06 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC Comments Due: June 23, 2021 View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 3d, Exhibit 3e, Exhibit 3f, Exhibit 3g, Exhibit 3h, Exhibit 3i, Exhibit 3j, Exhibit 3k, Exhibit 3l, Exhibit 5a, Exhibit 5b |
34-91897 | May 14, 2021 | SR-BOX-2021-11 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Rule 7135 (Execution and Pro Rata Priority) and Rule 8055 (Lead Market Makers) Comments Due: June 10, 2021 View Received Comments See Also - Exhibit 5 |
34-91836 | May 11, 2021 | SR-BOX-2021-08 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Policy Relating to Billing Errors Comments Due: June 7, 2021 See Also - Exhibit 5 |
34-91714 | Apr 29, 2021 | SR-BOX-2021-07 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: May 26, 2021 View Received Comments See Also - Exhibit 5 |
34-91688 | Apr 27, 2021 | SR-BOX-2021-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendment set Forth in SR-BOX-2021-02 From April 30, 2021, to June 30, 2021 Comments Due: May 24, 2021 See Also - Exhibit 5 |
34-91670 | Apr 26, 2021 | SR-BOX-2021-05 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: May 24, 2021 See Also - Exhibit 5 |