National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76120 | Oct 9, 2015 | SR-BATS-2015-83 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-76113 | Oct 8, 2015 | SR-BATS-2015-80 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Issuer Incentive Program Applicable to Securities Listed on BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-76092 | Oct 7, 2015 | SR-BATS-2015-77 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other Than Paid Advertising) |
| 34-76070 | Oct 5, 2015 | SR-BATS-2015-82 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-76054 | Sep 30, 2015 | SR-BATS-2015-78 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds See Also - Exhibit 5 |
| 34-76019 | Sep 29, 2015 | SR-BATS-2015-56 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. See Also - Rel. No. 34-76394, Rel. No. 34-75664 |
| 34-76015 | Sep 29, 2015 | SR-BATS-2015-76 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Restructure and Amend Rule 11.17, Clearly Erroneous Executions |
| 34-75970 | Sep 23, 2015 | SR-BATS-2015-57 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc. See Also - Rel. No. 34-76393, Rel. No. 34-75693 |
| 34-75915 | Sep 14, 2015 | SR-BATS-2015-71 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-75902 | Sep 11, 2015 | SR-BATS-2015-74 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees To Adopt a Tape B Volume Tier See Also - Exhibit 5 |