National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78745 | Sep 1, 2016 | SR-BatsEDGX-2016-48 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation of the Options Regulatory Fee See Also - Exhibit 5 |
| 34-78696 | Aug 26, 2016 | SR-BatsEDGX-2016-50 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 19.6, Series of Options Contracts Open for Trading, To Allow Wednesday Expirations for SPY Options See Also - Exhibit 5 |
| 34-78630 | Aug 22, 2016 | SR-BatsEDGX-2016-46 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.8, Order Display and Book Processing See Also - Exhibit 5 |
| 34-78635 | Aug 22, 2016 | SR-BatsEDGX-2016-45 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8, EDGX Book Feeds, To Adopt a New Market Data Product Known as EDGX Summary Depth See Also - Exhibit 5 |
| 34-78535 | Aug 10, 2016 | SR-BatsEDGX-2016-42 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-78522 | Aug 9, 2016 | SR-BatsEDGX-2016-40 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform |
| 34-78472 | Aug 3, 2016 | SR-BatsEDGX-2016-35 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.21, Retail Orders, To Conform to the Rules of Bats BZX Exchange, Inc. and Bats BYX Exchange, Inc. See Also - Exhibit 5 |
| 34-78460 | Aug 2, 2016 | SR-BatsEDGX-2016-36 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e |
| 34-78452 | Aug 1, 2016 | SR-BatsEDGX-2016-33 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee See Also - Exhibit 5, Rel. No. 34-78850 |
| 34-78369 | Jul 20, 2016 | SR-BatsEDGX-2016-32 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Recently Adopted Step Up Mechanism on Its Equity Options Platform See Also - Exhibit 5 |