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National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-96090 Oct 17, 2022 SR-Phlx-2022-38 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program
Comments Due: November 11, 2022
See Also - Exhibit 5
Submit a Comment on SR-Phlx-2022-38
34-95993 Oct 6, 2022 SR-Phlx-2022-39 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs
Comments Due: November 3, 2022
See Also - Exhibit 5
34-95985 Oct 5, 2022 SR-Phlx-2022-37 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Waive Certain Port-Related Fees at Equity 7, Section 3
Comments Due: November 2, 2022
See Also - Exhibit 5
34-95900 Sep 23, 2022 SR-Phlx-2022-36 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-95769 Sep 14, 2022 SR-PHLX-2022-35 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-95722 Sep 9, 2022 SR-PHLX-2022-34 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 3, and Options 7, Section 9
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-95479 Aug 11, 2022 SR-Phlx-2022-33 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-95435 Aug 5, 2022 SR-Phlx-2022-32 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments Due: 21 days after publication in the Federal Register
34-95391 Jul 29, 2022 SR-Phlx-2022-22 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program
34-95331 Jul 20, 2022 SR-Phlx-2022-31 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot to October 20, 2022
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5