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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-88721 Apr 22, 2020 SR-C2-2020-004 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Remove Its Optional Daily Risk Limits Pursuant to Rule 6.14
See Also - Exhibit 5
34-88577 Apr 7, 2020 SR-C2-2020-003 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.34 in Connection With Business Continuity and Disaster Recovery Testing
See Also - Exhibit 5
34-88019 Jan 23, 2020 SR-C2-2020-002 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.31 in Connection with the Exchange's Clearing Editor
34-87991 Jan 16, 2020 SR-C2-2020-001 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Governing the Give Up of a Clearing Trading Permit Holder by a Trading Permit Holder on Exchange Transactions
See Also - Exhibit 3, Exhibit 5
34-87892 Jan 6, 2020 SR-C2-2019-028 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Opening Triggers for Its Opening Rotation Process for Equity Options
See Also - Exhibit 5
34-87738 Dec 13, 2019 SR-C2-2019-027 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.4 by Extending the Penny Pilot Program Through June 30, 2020
34-87705 Dec 10, 2019 SR-C2-2019-026 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 6.11
See Also - Exhibit 5
34-87646 Dec 2, 2019 SR-C2-2019-025 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Updating Various C2 Rules and Chapters To Reflect Changes to the Cboe Options Rulebook
See Also - Exhibit 5
34-87562 Nov 18, 2019 SR-C2-2019-024 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 6.14 as It Applies to Stop-Limit Orders
See Also - Exhibit 5
34-87506 Nov 12, 2019 SR-C2-2019-018 Cboe C2 Exchange, Inc. (C2) Notice of Withdrawal of Proposed Rule Change To Amend the Cboe C2 Exchange, Inc. Fee Schedule To Modify the Options Regulatory Fee
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