National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92980 | Sep 14, 2021 | SR-BOX-2021-20 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: October 12, 2021 See Also - Exhibit 5 Submit a Comment on SR-BOX-2021-20
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| 34-92926 | Sep 9, 2021 | SR-BOX-2021-19 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions Comments Due: October 6, 2021 View Received Comments See Also - Exhibit 5a, Exhibit 5b |
| 34-92796 | Aug 27, 2021 | SR-BOX-2021-06 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC Comments Due: September 23, 2021 Rebuttal comments due: October 7, 2021 View Received Comments |
| 34-92755 | Aug 25, 2021 | SR-BOX-2021-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7240-1 Comments Due: September 21, 2021 See Also - Exhibit 5 |
| 34-92724 | Aug 23, 2021 | SR-BOX-2021-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Response Time Period in the Facilitation and Solicitation Auction Mechanisms Comments Due: September 17, 2021 See Also - Exhibit 5 |
| 34-92555 | Aug 3, 2021 | SR-BOX-2021-07 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: August 30, 2021 View Received Comments |
| 34-92556 | Aug 3, 2021 | SR-BOX-2021-14 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC Comments Due: July 15, 2021 View Received Comments |
| 34-92387 | Jul 13, 2021 | SR-BOX-2021-06 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC Comments Due: June 23, 2021 View Received Comments |
| 34-92255 | Jun 24, 2021 | SR-BOX-2021-16 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7300 (Preferenced Orders) Comments Due: July 21, 2021 See Also - Exhibit 5 |
| 34-92238 | Jun 23, 2021 | SR-BOX-2021-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: July 20, 2021 See Also - Exhibit 5 |