Breadcrumb

National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-82842 Mar 9, 2018 SR-CboeBZX-2017-005 Cboe BZX Exchange, Inc. (CboeBZX) Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
View Received Comments
34-82844 Mar 9, 2018 SR-CboeBZX-2018-016 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delist the Shares of the iShares Edge U.S. Fixed Income Balanced Risk ETF From Listing Pursuant to Rule 14.11(i) and Approval Orders Issued by the Commission as a Series of Managed Fund Shares, and To Re-List Pursuant to Rule 14.11(c)(4) as a Series of Index Fund Shares
34-82843 Mar 9, 2018 SR-CboeBZX-2017-006 Cboe BZX Exchange, Inc. (CboeBZX) Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
View Received Comments
34-82834 Mar 8, 2018 SR-CboeBZX-2018-015 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees
See Also - Exhibit 5
34-82832 Mar 8, 2018 SR-CboeBZX-2018-005 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Cboe Vest S&P 500 Premium Income ETF Under Rule 14.11(c)(5)
View Received Comments
34-82776 Feb 26, 2018 SR-CboeBZX-2018-013 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Feed on the Exchange's Equity Options Platform
See Also - Exhibit 5
34-82759 Feb 22, 2018 SR-CboeBZX-2018-001 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
View Received Comments
34-82758 Feb 22, 2018 SR-CboeBZX-2017-023 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares
View Received Comments
34-82735 Feb 16, 2018 SR-CboeBZX-2018-012 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform
34-82715 Feb 14, 2018 SR-CboeBZX-2018-011 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Amend Rule 11.23(d)(2)(E) Relating to the Halt Auction Collar for a Halt Auction for REX VolMAXX Short Weekly Futures Strategy ETF