National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83019 | Apr 9, 2018 | SR-CboeBZX-2018-023 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe BZX Exchange, Inc.'s Equity Platform See Also - Exhibit 5 |
| 34-83014 | Apr 9, 2018 | SR-CboeBZX-2017-023 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Gold Strategy ETF Under Exchange Rule 14.11(i) View Received Comments |
| 34-82995 | Apr 5, 2018 | SR-CboeBZX-2018-001 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts View Received Comments |
| 34-82984 | Apr 3, 2018 | SR-CboeBZX-2018-010 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF View Received Comments |
| 34-82942 | Mar 23, 2018 | SR-CboeBZX-2018-022 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders See Also - Exhibit 5 |
| 34-82906 | Mar 20, 2018 | SR-CboeBZX-2017-012 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the LHA Market State Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares View Received Comments |
| 34-82895 | Mar 16, 2018 | SR-CboeBZX-2018-020 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Listing Rules Under Rule 14.11(d)(2)(K)(i) Related to Equity Index-Linked Securities See Also - Exhibit 5 |
| 34-82881 | Mar 15, 2018 | SR-CboeBZX-2018-019 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To List on the Exchange Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares View Received Comments |
| 34-82874 | Mar 14, 2018 | SR-CboeBZX-2018-017 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of the Fee Schedule Applicable to its Equity Options Platform See Also - Exhibit 5 |
| 34-82872 | Mar 14, 2018 | SR-CboeBZX-2017-011 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Approval of a Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II View Received Comments |