National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74296 | Feb 18, 2015 | SR-EDGX-2015-10 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules" See Also - Exhibit 5 |
| 34-74282 | Feb 17, 2015 | SR-EDGX-2015-09 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed View Received Comments See Also - Exhibit 5 |
| 34-74255 | Feb 11, 2015 | SR-EDGX-2015-06 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-74236 | Feb 10, 2015 | SR-EDGX-2015-07 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange See Also - Exhibit 5 |
| 34-74165 | Jan 28, 2015 | SR-EDGX-2015-04 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule See Also - Exhibit 5 |
| 34-74072 | Jan 15, 2015 | SR-EDGX-2015-02 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds |
| 34-74024 | Jan 9, 2015 | SR-EDGX-2014-37 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-74023 | Jan 9, 2015 | SR-EDGX-2015-03 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-73989 | Jan 5, 2015 | SR-EDGX-2014-36 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds See Also - Exhibit 5 |
| 34-73940 | Dec 24, 2014 | SR-EDGX-2014-35 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc." See Also - Exhibit 5 |