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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-74296 Feb 18, 2015 SR-EDGX-2015-10 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
See Also - Exhibit 5
34-74282 Feb 17, 2015 SR-EDGX-2015-09 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed
View Received Comments
See Also - Exhibit 5
34-74255 Feb 11, 2015 SR-EDGX-2015-06 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc.
See Also - Exhibit 5
34-74236 Feb 10, 2015 SR-EDGX-2015-07 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
See Also - Exhibit 5
34-74165 Jan 28, 2015 SR-EDGX-2015-04 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule
See Also - Exhibit 5
34-74072 Jan 15, 2015 SR-EDGX-2015-02 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds
34-74023 Jan 9, 2015 SR-EDGX-2015-03 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
See Also - Exhibit 5
34-74024 Jan 9, 2015 SR-EDGX-2014-37 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc.
See Also - Exhibit 5
34-73989 Jan 5, 2015 SR-EDGX-2014-36 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds
See Also - Exhibit 5
34-73940 Dec 24, 2014 SR-EDGX-2014-35 EDGX Exchange (EDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc."
See Also - Exhibit 5