National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76320 | Oct 30, 2015 | SR-BATS-2015-92 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 21.2, 21.6, and 21.7, as They Relate to Order Acceptance Time See Also - Exhibit 5 |
| 34-76293 | Oct 28, 2015 | SR-BATS-2015-96 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period of the BATS Exchange, Inc.'s Supplemental Competitive Liquidity Provider Program See Also - Exhibit 5 |
| 34-76231 | Oct 22, 2015 | SR-BATS-2015-91 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors See Also - Exhibit 5 |
| 34-76204 | Oct 21, 2015 | SR-BATS-2015-69 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and Adopt Rule 11.1(a)(1) See Also - Rel. No. 34-75832 |
| 34-76205 | Oct 21, 2015 | SR-BATS-2015-90 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.25, Retail Order Attribution Program See Also - Exhibit 5 |
| 34-76197 | Oct 20, 2015 | SR-BATS-2015-87 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing See Also - Exhibit 5 |
| 34-76162 | Oct 15, 2015 | SR-BATS-2015-86 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems See Also - Exhibit 5 |
| 34-76158 | Oct 15, 2015 | SR-BATS-2015-79 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others" See Also - Exhibit 5 |
| 34-76147 | Oct 14, 2015 | SR-BATS-2015-89 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-76130 | Oct 13, 2015 | SR-BATS-2015-85 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |