National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79151 | Oct 25, 2016 | SR-BatsEDGX-2016-54 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.11, Routing to Away Trade Centers See Also - Exhibit 5 |
| 34-79091 | Oct 13, 2016 | SR-BatsEDGX-2016-57 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. Options Platform See Also - Exhibit 5 |
| 34-79090 | Oct 13, 2016 | SR-BatsEDGX-2016-55 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-79041 | Oct 4, 2016 | SR-BatsEDGX-2016-53 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration, of Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-78988 | Sep 29, 2016 | SR-BatsEDGX-2016-41 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing of a Proposed Rule Change Related to the Exchange's Equity Options Platform To Adopt a Price Improvement Auction, the Bats Auction Mechanism View Received Comments See Also - Exhibit 5, Rel. No. 34-79718, Rel. No. 34-79339 |
| 34-78850 | Sep 15, 2016 | SR-BatsEDGX-2016-33 | Bats EDGX Exchange, Inc. (BatsEDGX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt an Options Regulatory Fee See Also - Rel. No. 34-78452 |
| 34-78798 | Sep 9, 2016 | SR-BatsEDGX-2016-51 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |
| 34-78789 | Sep 8, 2016 | SR-BatsEDGX-2016-52 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-78771 | Sep 6, 2016 | SR-BatsEDGX-2016-49 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-78767 | Sep 2, 2016 | SR-BatsEDGX-2016-26 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.22 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5, Rel. No. 34-78331 |