National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-95063 | SEC Issue Date:Jun 7, 2022 | File Number:SR-NYSECHX-2022-11 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: 21 days after publication in the Federal Register Submit a Comment on SR-NYSECHX-2022-11
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| Release Number:34-95020 | SEC Issue Date:Jun 1, 2022 | File Number:SR-NYSECHX-2022-10 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the Exchange's Affiliates Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95015 | SEC Issue Date:Jun 1, 2022 | File Number:SR-NYSECHX-2022-09 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 11.2210 Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-94987 | SEC Issue Date:May 26, 2022 | File Number:SR-NYSECHX-2022-08 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Adopt Rules 10.9216(b) and 10.9217 in Connection With a Companion Filing To Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of Its Affiliates Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-94899 | SEC Issue Date:May 12, 2022 | File Number:SR-NYSENAT-2021-23, SR-NYSECHX-2021-17, SR-NYSEArca-2021-97, SR-NYSEAMER-2021-43, SR-NYSE-2021-67 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees Comments Due: December 9, 2021 View Received Comments |
| Release Number:34-94837 | SEC Issue Date:May 3, 2022 | File Number:SR-NYSECHX-2022-06 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| Release Number:34-94639 | SEC Issue Date:Apr 7, 2022 | File Number:SR-NYSECHX-2022-05 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: May 4, 2022 See Also - Exhibit 5 |
| Release Number:34-94566 | SEC Issue Date:Mar 31, 2022 | File Number:SR-NYSECHX-2022-04 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: April 27, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-94420 | SEC Issue Date:Mar 15, 2022 | File Number:SR-NYSECHX-2022-03 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: April 11, 2022 See Also - Exhibit 5 |
| Release Number:34-94298 | SEC Issue Date:Feb 22, 2022 | File Number:SR-NYSECHX-2022-02 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article I, Rule 5 To Replace References to Employees and Officers of Intercontinental Exchange Group, Inc. Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |