National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95063 | Jun 7, 2022 | SR-NYSECHX-2022-11 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: 21 days after publication in the Federal Register Submit a Comment on SR-NYSECHX-2022-11
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| 34-95020 | Jun 1, 2022 | SR-NYSECHX-2022-10 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the Exchange's Affiliates Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95015 | Jun 1, 2022 | SR-NYSECHX-2022-09 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 11.2210 Comments Due: 21 days after publication in the Federal Register |
| 34-94987 | May 26, 2022 | SR-NYSECHX-2022-08 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Adopt Rules 10.9216(b) and 10.9217 in Connection With a Companion Filing To Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of Its Affiliates Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94899 | May 12, 2022 | SR-NYSENAT-2021-23, SR-NYSECHX-2021-17, SR-NYSEArca-2021-97, SR-NYSEAMER-2021-43, SR-NYSE-2021-67 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees Comments Due: December 9, 2021 View Received Comments |
| 34-94837 | May 3, 2022 | SR-NYSECHX-2022-06 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-94639 | Apr 7, 2022 | SR-NYSECHX-2022-05 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: May 4, 2022 See Also - Exhibit 5 |
| 34-94566 | Mar 31, 2022 | SR-NYSECHX-2022-04 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: April 27, 2022 View Received Comments See Also - Exhibit 5 |
| 34-94420 | Mar 15, 2022 | SR-NYSECHX-2022-03 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: April 11, 2022 See Also - Exhibit 5 |
| 34-94298 | Feb 22, 2022 | SR-NYSECHX-2022-02 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article I, Rule 5 To Replace References to Employees and Officers of Intercontinental Exchange Group, Inc. Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |