National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97739 | Jun 15, 2023 | SR-NYSEAMER-2023-17 | NYSE American LLC (NYSEAMER) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Exchange Rule 980NYP and Amend Exchange Rule 935NY Comments Due: July 13, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2023-17
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| 34-97717 | Jun 13, 2023 | SR-NYSEAMER-2023-27 | NYSE American LLC (NYSEAMER) | Notice of Designation of a Longer Period for Commission Action on a Proposed Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs View Received Comments |
| 34-97715 | Jun 13, 2023 | SR-NYSEAMER-2023-30 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: 21 days after publication in the Federal Register Comments Due: July 11, 2023 See Also - Exhibit 5 |
| 34-97694 | Jun 9, 2023 | SR-NYSEAMER-2023-31 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: July 6, 2023 See Also - Exhibit 5 |
| 34-97689 | Jun 9, 2023 | SR-NYSEAMER-2023-14 | NYSE American LLC (NYSEAMER) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 811 of the NYSE American Company Guide to Establish Listing Standards Related to Recovery of Errone Comments Due: July 6, 2023 See Also - Exhibit 5 |
| 34-97581 | May 25, 2023 | SR-NYSEAMER-2023-29 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 9232 and Rule 308-Equities Comments Due: June 22, 2023 See Also - Exhibit 5 |
| 34-97394 | Apr 27, 2023 | SR-NYSEAMER-2023-17 | NYSE American LLC (NYSEAMER) | Notice of Designation of a Longer Period for Commission Action on Proposed New Rule 980NYP and Conforming Amendments to Rule 935NY View Received Comments |
| 34-97374 | Apr 25, 2023 | SR-NYSEAMER-2023-27 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs View Received Comments See Also - Exhibit 5 |
| 34-97372 | Apr 25, 2023 | SR-NYSEAMER-2023-28 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: May 22, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97361 | Apr 24, 2023 | SR-NYSEAMER-2023-14 | NYSE American LLC (NYSEAMER) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New Section 811 of NYSE American Company Guide to Establish Listing Stand View Received Comments |