National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98321 | Sep 7, 2023 | SR-NASDAQ-2022-079 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Period Comments Due: October 4, 2023 See Also - Exhibit 3a, Exhibit 3b, Exhibit 4, Exhibit 5 Submit a Comment on SR-NASDAQ-2022-079
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| 34-98285 | Sep 5, 2023 | SR-NASDAQ-2023-031 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Requirements Relating to The Waiver of The Code of Conduct in Listing Rule 5610 and IM-5610 Comments Due: October 2, 2023 View Received Comments |
| 34-98267 | Aug 31, 2023 | SR-NASDAQ-2023-016 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 9, 2023 View Received Comments |
| 34-98262 | Aug 31, 2023 | SR-NASDAQ-2023-019 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 11, 2023 View Received Comments |
| 34-98225 | Aug 25, 2023 | SR-NASDAQ-2023-030 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule to Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 4703 and to Make Further Amendments to Rules 4702 and 4703 Comments Due: September 21, 2023 See Also - Exhibit 5 |
| 34-98172 | Aug 21, 2023 | SR-NASDAQ-2023-017 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A |
| 34-98128 | Aug 14, 2023 | SR-NASDAQ-2023-028 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-98085 | Aug 8, 2023 | SR-NASDAQ-2023-027 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| 34-98014 | Jul 28, 2023 | SR-NASDAQ-2023-025 | The Nasdaq Stock Market LLC (NASDAQ) | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change to Establish Listing Standards Related to Notification and Disclosure of Reverse Stock Splits Comments Due: August 24, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97985 | Jul 25, 2023 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments See Also - Exhibit 3, Exhibit 5 |