National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96666 | Jan 13, 2023 | SR-Phlx-2023-01 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 3 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-01
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| 34-96638 | Jan 11, 2023 | SR-Phlx-2023-02 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register |
| 34-96599 | Jan 3, 2023 | SR-Phlx-2022-50 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96574 | Dec 22, 2022 | SR-Phlx-2022-49 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Equity 4, Rule 3100 to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues Comments Due: January 19, 2023 See Also - Exhibit 5 |
| 34-96432 | Dec 1, 2022 | SR-Phlx-2022-48 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: December 28, 2022 See Also - Exhibit 5 |
| 34-96411 | Nov 30, 2022 | SR-Phlx-2022-38 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program |
| 34-96360 | Nov 18, 2022 | SR-Phlx-2022-47 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 16, 2022 See Also - Exhibit 5 |
| 34-96329 | Nov 16, 2022 | SR-Phlx-2022-46 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 5 Comments Due: December 13, 2022 See Also - Exhibit 5 |
| 34-96285 | Nov 9, 2022 | SR-Phlx-2022-44 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Phlx Equity 6, Section 5 Concerning Optional Risk Settings for Stocks Comments Due: December 7, 2022 View Received Comments See Also - Exhibit 5 |
| 34-96286 | Nov 9, 2022 | SR-Phlx-2022-45 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: December 7, 2022 |