National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97716 | Jun 13, 2023 | SR-PEARL-2023-25 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify the Step-Up Added Liquidity Rebate Comments Due: July 11, 2023 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-25
|
| 34-97519 | May 17, 2023 | SR-PEARL-2023-22 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule Comments Due: June 13, 2023 See Also - Exhibit 5 |
| 34-97454 | May 8, 2023 | SR-PEARL-2023-21 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts Comments Due: June 2, 2023 See Also - Exhibit 5 |
| 34-97420 | May 2, 2023 | SR-PEARL-2023-19 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: May 30, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97417 | May 2, 2023 | SR-PEARL-2023-18 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: May 30, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97308 | Apr 13, 2023 | SR-PEARL-2023-16 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: May 10, 2023 See Also - Exhibit 5 |
| 34-97305 | Apr 13, 2023 | SR-PEARL-2023-17 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: May 10, 2023 See Also - Exhibit 5 |
| 34-97236 | Mar 31, 2023 | SR-PEARL-2023-15 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 2617 and 2626 Regarding Retail Orders Routed Pursuant to the Route to Primary Auction Routing Option Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97168 | Mar 20, 2023 | SR-PEARL-2023-13 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97124 | Mar 13, 2023 | SR-PEARL-2023-10 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |